Investor Rights Agreements in the Capital Markets Industry

39 Contracts & Agreements
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Second Amended and Restated Investor Rights Agreement among Blue Owl Capital Inc., ORC Sellers, and Dyal Sellers (April 1, 2025)
Investor Rights Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2025
First Amendment to Amended and Restated Investor Rights Agreement by and among Blue Owl Capital Inc., Neuberger Berman Group LLC, and Other Parties
Investor Rights Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2024
Seventh Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2023
Amended and Restated Investor Rights Agreement among TPG Inc., Affiliates, Limited Partners, and Investors (November 1, 2023)
Investor Rights Agreements
TPG Partners, LLC
Capital Markets
DE
2023
Amended and Restated Investor Rights Agreement among Blue Owl Capital Inc., ORC Sellers, and Dyal Sellers (August 7, 2023)
Investor Rights Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2023
Investor Rights Agreement between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited dated May 10, 2023
Investor Rights Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Investor Rights Agreement among TPG Inc., TPG Operating Group Entities, and Investors (January 12, 2022)
Investor Rights Agreements
TPG Partners, LLC
Capital Markets
DE
2022
Investor Rights Agreement among Blue Owl Capital Inc., Affiliates, and Marc Zahr (December 29, 2021)
Investor Rights Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2021
Letter Agreement Regarding Founder Shares and Lock-Up, NewHold Investment Corp. II and Anchor Investors, October 20, 2021
Investor Rights Agreements
NewHold Investment Corp. II
Capital Markets
2021
Letter Agreement Regarding Initial Public Offering and Business Combination – NewHold Investment Corp. II and Insiders (October 20, 2021)
Investor Rights Agreements
NewHold Investment Corp. II
Capital Markets
DE
2021
Letter Agreement Among NewHold Investment Corp. II and Anchor Investors Regarding IPO and Founder Shares
Investor Rights Agreements
NewHold Investment Corp. II
Capital Markets
2021
Sixth Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2021
Investor Rights Agreement among Blue Owl Capital Inc., ORC Sellers, Dyal Sellers, and Founder Holders (May 19, 2021)
Investor Rights Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2021
Coinbase Global, Inc. Amended and Restated Investors’ Rights Agreement (March 15, 2021)
Investor Rights Agreements
Coinbase Global, Inc.
Capital Markets
DE
2021
Fifth Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2021
Amended and Restated Investors’ Rights Agreement between ContextLogic Inc. and Investors (March 18, 2019)
Investor Rights Agreements
ContextLogic Inc.
Capital Markets
DE
2020
Investor Rights Agreement among Nebula Parent Corp., Investors, Bregal Sagemount I, L.P., and Open Lending, LLC (June 10, 2020)
Investor Rights Agreements
Nebula Parent Corp.
Capital Markets
2020
Investor Rights Agreement between Sumitomo Mitsui Banking Corporation and Ares Management Corporation (March 31, 2020)
Investor Rights Agreements
Ares Management Corp
Capital Markets
DE
2020
Investor Rights Agreement between Sumitomo Mitsui Banking Corporation and Ares Management Corporation (March 31, 2020)
Investor Rights Agreements
Ares Management Corp
Capital Markets
DE
2020
Investor Rights Agreement among Ares Management Corporation, Ares Owners Holdings L.P., Alleghany Insurance Holdings LLC, and Security Holders (Effective November 26, 2018)
Investor Rights Agreements
Ares Management Corp
Capital Markets
DE
2019
Amended and Restated Investor Rights Agreement by and among Ares Management, L.P., Ares Management GP LLC, Ares Owners Holdings L.P., AREC Holdings Ltd., Blue Spectrum ZA 2015,...
Investor Rights Agreements
Ares Management Corp
Capital Markets
DE
2018
Investor Rights Agreement between WisdomTree Investments, Inc., ETF Securities Limited, and Existing Holders (April 11, 2018)
Investor Rights Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2018
Investor Rights Agreement between Shanghai Huaxin Group (HongKong) Limited and Cowen Group, Inc. dated March 29, 2017
Investor Rights Agreements
COWEN INC.
Capital Markets
DE
2017
First Amendment to Investor Rights and Standstill Agreement between Legg Mason, Inc. and Shanda Asset Management Investment Limited
Investor Rights Agreements
Legg Mason Inc
Capital Markets
NY
2017
Fourth Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2016
Stockholder Rights Agreement between National Holdings Corporation and FBIO Acquisition, Inc. (April 27, 2016)
Investor Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2016
Investor Rights Agreement among Ares Management, L.P., Ares Management GP LLC, Ares Owners Holdings L.P., AREC Holdings Ltd., Alleghany Insurance Holdings LLC, and Security...
Investor Rights Agreements
Ares Management Corp
Capital Markets
DE
2014
Amendment Letter to Investor Rights Agreement by GAIN Capital Holdings, Inc. and Investors
Investor Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2014
Third Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2013
Amended and Restated Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. (June 30, 2011)
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2011
Amended and Restated Investor Rights Agreement by and among GAIN Capital Holdings, Inc. and Investors
Investor Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. dated October 13, 2008
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2008
Investor Rights Agreement among Apollo Global Management, AGM Management, and Credit Suisse Securities (USA) LLC dated August 8, 2007
Investor Rights Agreements
Apollo Global Management LLC
Capital Markets
CA
2008
Investor Rights Agreement between MarketAxess Holdings Inc. and TCV VI, L.P. & TCV Member Fund, L.P.
Investor Rights Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2008
Imation Corp. and TDK Corporation Investor Rights Agreement (July 31, 2007)
Investor Rights Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2007
Amendment No. 3 to Rights Agreement among Imation Corp., Equiserve Trust Company, N.A., and The Bank of New York
Investor Rights Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2003
Amendment No. 1 to Investor Rights Agreement among Ladenburg Thalmann Financial Services Inc. and Investors
Investor Rights Agreements
LADENBURG THALMANN FINANCIAL SERVICES INC.
Capital Markets
2001
First Amendment to Rights Agreement between Waddell & Reed Financial, Inc. and First Chicago Trust Company of New York
Investor Rights Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2001
Investor Rights Agreement among New Valley Corporation, Ladenburg, Thalmann Group Inc., Berliner Effektengesellschaft AG, GBI Capital Management Corp., Frost-Nevada, Limited...
Investor Rights Agreements
LADENBURG THALMANN FINANCIAL SERVICES INC.
Capital Markets
FL
2001