Investment Agreements in the Capital Markets Industry

97 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Tax Receivable Agreement, dated July 16, 2021, by and among Bridge Investment Group Holdings Inc, Bridge Investment Group Holdings LLC and each of the Members from time to time...
Investment Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
DE
2021
Incremental Commitment and Assumption Agreement dated September 12, 2024 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a...
Investment Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2024
Amended and Restated Warehousing Agreement, dated as of November 3, 2023, by and among Blackstone Holdings Finance Co. L.L.C., Blackstone Private Investment Advisors L.L.C.,...
Investment Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
2024
Transaction Agreement, dated February 7, 2024, by and among StepStone Group Inc., StepStone Group LP, StepStone Europe Limited, Swiss Capital Alternative Investments AG, Marcel...
Investment Agreements
StepStone Group Inc.
Capital Markets
DE
2024
Incremental Commitment and Assumption Agreement dated December 7, 2023 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a Subsidiary...
Investment Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2023
Amendment No. 2 to Investment Agreement, date February 13, 2023, by and between Cohen and Company, LLC and JKD Capital Partners I LTD
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2023
Warehousing Agreement, dated as of November 4, 2022, by and among Blackstone Holdings Finance Co. L.L.C., Blackstone Private Investments Advisors L.L.C., Blackstone Private Equity...
Investment Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
2022
Letter Agreement, dated as of April 1, 2022, between SLR Investment Corp. and SLR Capital Partners, LLC
Investment Agreements
Solar Capital Ltd.
Capital Markets
2022
Fifth Amended and Restated Limited Liability Company Agreement of Bridge Investment Group Holdings LLC, dated July 16, 2021, by and among Bridge Investment Group Holdings LLC,...
Investment Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
DE
2021
Stockholders Agreement, dated July 16, 2021, by and among Bridge Investment Group Holdings Inc. and the persons and entities listed on the schedules attached thereto
Investment Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
NY
2021
Form of Fifth Amended and Restated LLC Agreement of Bridge Investment Group Holdings LLC, to be effective upon the consummation of this offering
Investment Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
DE
2021
Investment Agreement, dated March 29, 2021, by and between Russell Investments Group, Ltd. and Hamilton Lane Advisors, L.L.C
Investment Agreements
Hamilton Lane INC
Capital Markets
PA
2021
DASH Medical Holdings, LLC Subscription Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC
Investment Agreements
B. Riley Financial, Inc.
Capital Markets
IL
2021
Amendment No. 4 to Investment Agreement, dated October 9, 2020, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment No. 3 to Investment Agreement, dated September 25, 2020, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment to the Amended and Restated Alternative Investment Selling Agreement, dated as of July 1, 2020, by and among the Registrant, the General Partner and MSSB
Investment Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP
Capital Markets
2020
AMENDMENT TO THE AMENDED AND RESTATED ALTERNATIVE INVESTMENT SELLING AGENT AGREEMENT
Investment Agreements
CERES ABINGDON L.P.
Capital Markets
2020
AMENDMENT TO THE AMENDED AND RESTATED ALTERNATIVE INVESTMENT SELLING AGENT AGREEMENT
Investment Agreements
Ceres Tactical Commodity L.P.
Capital Markets
2020
AMENDMENT TO THE ALTERNATIVE INVESTMENT SELLING AGENT AGREEMENT
Investment Agreements
CERES ORION L.P.
Capital Markets
2020
AMENDMENT TO THE AMENDED AND RESTATED ALTERNATIVE INVESTMENT SELLING AGENT AGREEMENT
Investment Agreements
CERES ORION L.P.
Capital Markets
2020
AMENDMENT TO THE ALTERNATIVE INVESTMENT SELLING AGENT AGREEMENT
Investment Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2020
AMENDMENT TO THE AMENDED AND RESTATED ALTERNATIVE INVESTMENT SELLING AGENT AGREEMENT
Investment Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2020
Amendment to the Amended and Restated Alternative Investment Selling Agreement, dated as of July 1, 2020, by and among the Registrant, the General Partner and MSSB
Investment Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
2020
Dealer Manager Agreement, dated as of May 22, 2020, by and between Gladstone Investment Corporation and Gladstone Securities, LLC
Investment Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
CT
2020
Option Award Agreement, effective April 21, 2020 by and between BrightSphere Investment Group Inc. and Suren Rana
Investment Agreements
BrightSphere Investment Group Inc.
Capital Markets
DE
2020
Amendment No. 2 to Investment Agreement, dated as of December 4, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and the DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 2 to Investment Agreement, dated as of December 4, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement, dated as of September 25, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and the DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement, dated as of September 25, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Stockholder Agreement, dated May 17, 2019, between BrightSphere Investment Group Inc. and Paulson & Co. Inc
Investment Agreements
BrightSphere Investment Group Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement, dated as of March 6, 2019, by and between Cohen & Company, LLC and JKD Capital Partners I LTD
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Third Amended and Restated Limited Partnership Agreement of Ares Investments L.P. dated November 26, 2018
Investment Agreements
Ares Management Corp
Capital Markets
DE
2019
Alternative Investment Selling Agent Agreement between the Partnership, the General Partner, Harbor and MSDI, dated as of November 1, 2018
Investment Agreements
CERES ORION L.P.
Capital Markets
NY
2018
Alternative Investment Selling Agent Agreement between the Partnership, the General Partner, Harbor and MSDI, dated as of November 1, 2018
Investment Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2018
English language summary of Preliminary Real Estate Sale Agreement, dated December 18, 2017, between the Registrants subsidiary Franklin Templeton Investments Poland sp. z o.o.,...
Investment Agreements
Franklin Resources
Capital Markets
2018
Second Amended and Restated Limited Partnership Agreement of Ares Investments L.P., effective March 1, 2018
Investment Agreements
Ares Management Corp
Capital Markets
DE
2018
Investment Agreement dated as of March 6, 2018 by and among BGC Partners, Inc., BGC Holdings, L.P., BGC Partners, L.P., BGC Global Holdings, L.P., Newmark Group, Inc., Newmark...
Investment Agreements
BGC Partners, Inc.
Capital Markets
DE
2018
Amendment Agreement, dated as of September 1, 2017, by and among CM Finance SPV LTD., U.S. Bank National Association, CM Investment Partners LLC and CM Finance Inc
Investment Agreements
CM Finance Inc
Capital Markets
NY
2017
Investment Agreement, dated September 29, 2017, by and between Cohen & Company, LLC and the DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2017
Investment Agreement, dated September 29, 2017, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2017