Investment Agreements in the Capital Markets Industry

95 Contracts & Agreements
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Company
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Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (March 31, 2025)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Amended and Restated Investment Agreement among ContextLogic Holdings, LLC, ContextLogic Inc., and BCP Special Opportunities Fund III Originations LP (March 6, 2025)
Investment Agreements
ContextLogic Inc.
Capital Markets
DE
2025
Amended and Restated Investment Agreement among ContextLogic Holdings, LLC, ContextLogic Inc., and BCP Special Opportunities Fund III Originations LP (March 6, 2025)
Investment Agreements
ContextLogic Inc.
Capital Markets
DE
2025
Amended and Restated Investment Management and Advisory Agreement between Goldman Sachs Asset Management, L.P. and Goldman Sachs Private Middle Market Credit LLC
Investment Agreements
Goldman Sachs Private Middle Market Credit LLC
Capital Markets
NY
2025
Investment Agreement among ContextLogic Holdings, LLC, ContextLogic Inc., and BCP Special Opportunities Fund III Originations LP (February 24, 2025)
Investment Agreements
ContextLogic Inc.
Capital Markets
DE
2025
Third Amended and Restated Investment Management Agreement between Goldman Sachs BDC, Inc. and Goldman Sachs Asset Management, L.P.
Investment Agreements
Goldman Sachs BDC, Inc.
Capital Markets
NY
2025
Third Amended and Restated Investment Advisory Agreement between Oaktree Specialty Lending Corporation and Oaktree Fund Advisors, LLC
Investment Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2024
Investment Sub-Advisory Agreement among Blackstone Private Credit Fund, Blackstone Private Credit Strategies LLC, and Blackstone Credit BDC Advisors LLC, effective January 1, 2025
Investment Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2024
Investment Sub-Advisory Agreement among Blackstone Secured Lending Fund, Blackstone Private Credit Strategies LLC, and Blackstone Credit BDC Advisors LLC, effective January 1, 2025
Investment Agreements
Blackstone / GSO Secured Lending Fund
Capital Markets
NY
2024
Second Amended and Restated Investment Advisory Agreement between Blackstone Secured Lending Fund and Blackstone Private Credit Strategies LLC
Investment Agreements
Blackstone / GSO Secured Lending Fund
Capital Markets
NY
2024
Second Amended and Restated Investment Advisory Agreement between WhiteHorse Finance, Inc. and H.I.G. WhiteHorse Advisers, LLC
Investment Agreements
WhiteHorse Finance, Inc.
Capital Markets
CA
2024
Investment Management Agreement between Blackstone Private Equity Strategies Fund L.P. and Blackstone Private Investments Advisors L.L.C. (January 2, 2024)
Investment Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
2024
Second Amended and Restated Investment Management Agreement between BlackRock TCP Capital Corp. and Tennenbaum Capital Partners, LLC
Investment Agreements
BlackRock TCP Capital Corp.
Capital Markets
DE
2023
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (Effective June 30, 2023)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amendment No. 2 to Investment Agreement between Cohen & Company, LLC and JKD Capital Partners I LTD
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2023
Tax Receivable Agreement among Bridge Investment Group Holdings Inc., Bridge Investment Group Holdings LLC, and Members (July 16, 2021)
Investment Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
DE
2021
Investment Agreement between Russell Investments Group, Ltd. and Hamilton Lane Advisors, LLC dated March 29, 2021
Investment Agreements
Hamilton Lane INC
Capital Markets
PA
2021
Second Amended and Restated Investment Management Agreement between BlackRock Capital Investment Corporation and BlackRock Capital Investment Advisors, LLC (May 2, 2020)
Investment Agreements
BlackRock Capital Investment Corp
Capital Markets
NY
2021
Amendment No. 4 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment No. 3 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment No. 1 to Amended and Restated Investment Management Agreement between Medley Capital Corporation and MCC Advisors LLC
Investment Agreements
Medley Capital Corp
Capital Markets
2020
BrightSphere Investment Group Inc. Option Award Agreement with Suren Rana (April 21, 2020)
Investment Agreements
BrightSphere Investment Group Inc.
Capital Markets
DE
2020
Amendment No. 2 to Investment Agreement between Cohen & Company, LLC and The DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 2 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement between Cohen & Company, LLC and The DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Letter Agreement Regarding Incentive Fees between Portman Ridge Finance Corporation and Sierra Crest Investment Management LLC (April 1, 2019)
Investment Agreements
KCAP Financial, Inc.
Capital Markets
2019
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (March 7, 2019)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement between Cohen & Company, LLC and JKD Capital Partners I LTD
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Investment Management Agreement between Ivy Funds and Ivy Investment Management Company (IICO)
Investment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Investment Management Agreement between Ivy Variable Insurance Portfolios and Ivy Investment Management Company (2016)
Investment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Investment Management Agreement between Ivy Variable Insurance Portfolios and Ivy Investment Management Company (2016)
Investment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Fifth Amended and Restated Investment Advisory Agreement between Garrison Capital Inc. and Garrison Capital Advisers LLC
Investment Agreements
Garrison Capital Inc.
Capital Markets
NY
2018
Investment Management Agreement between Barings BDC Senior Funding I, LLC and Barings LLC (August 3, 2018)
Investment Agreements
Barings BDC, Inc.
Capital Markets
DE
2018
Preliminary Real Estate Sale Agreement between Skanska Property Poland FIZAN and Franklin Templeton Investments Poland sp. z o.o.
Investment Agreements
Franklin Resources
Capital Markets
2018
Amended and Restated Investment Management Agreement between BlackRock Capital Investment Corporation and BlackRock Capital Investment Advisors, LLC
Investment Agreements
BlackRock Capital Investment Corp
Capital Markets
NY
2018
Investment Agreement among BGC Partners, BGC Holdings, BGC Opcos, Newmark Group, Newmark Holdings, and Newmark Opco (March 6, 2018)
Investment Agreements
BGC Partners, Inc.
Capital Markets
DE
2018
First Amendment to Amended and Restated Investment Management Agreement between Waddell & Reed Advisors Funds and Waddell & Reed Investment Management Company
Investment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2018
Amended and Restated Investment Management Agreement between Waddell & Reed Advisors Funds and Waddell & Reed Investment Management Company (May 15, 2017)
Investment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2018
Investment Agreement between The DGC Family Fintech Trust and Cohen & Company, LLC (September 29, 2017)
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2017