Guaranty Agreements in the Capital Markets Industry

116 Contracts & Agreements
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Parent Guaranty Agreement between Invesco Ltd. and Administrative Agent/Lenders (May 16, 2025)
Guaranty Agreements
Invesco Ltd.
Capital Markets
GA
2025
Guaranty and Suretyship Agreement among Evercore LP, Evercore Group Holdings L.P., and PNC Bank for Evercore Partners Services East L.L.C.
Guaranty Agreements
Evercore
Capital Markets
NY
2025
Parent Guaranty Agreement between Siebert Financial Corp. and BMO Bank N.A. dated November 22, 2024
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Continuing Guaranty Agreement by John J. Gebbia, Gloria Gebbia, and the John and Gloria Living Trust in Favor of East West Bank
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Guarantee Agreement between Freedom Holding Corp. and Freedom Finance SPC Ltd. for Bondholders
Guaranty Agreements
Freedom Holding Corp.
Capital Markets
2024
Guarantee Agreement between Freedom Holding Corp. and Freedom Finance SPC Ltd. for Bondholders (December 15, 2023)
Guaranty Agreements
Freedom Holding Corp.
Capital Markets
2024
Continuing Guaranty Agreement between John J. Gebbia, Gloria Gebbia, and East West Bank (Siebert Financial Corp. Loan)
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Guaranty Agreement dated January 18, 2024, by B. Riley Financial, Inc. in favor of Axos Bank and Secured Parties for Babcock & Wilcox Enterprises, Inc.
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2024
Limited Guarantee Agreement between B. Riley Financial, Inc. and Franchise Group, Inc. (May 10, 2023)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2023
Sixth Amended and Restated Guaranty by Invesco Ltd. in Favor of Administrative Agent and Lenders (April 26, 2023)
Guaranty Agreements
Invesco Ltd.
Capital Markets
GA
2023
Guaranty and Suretyship Agreement among Evercore LP, Evercore Group Holdings L.P., and PNC Bank, N.A. for Evercore Group L.L.C.
Guaranty Agreements
Evercore
Capital Markets
NY
2022
Guarantee Agreement between Freedom Holding Corp. and Freedom Finance SPC Ltd. for $200 Million Bond Programme
Guaranty Agreements
Freedom Holding Corp.
Capital Markets
2021
Guaranty Agreement between Siebert Financial Corporation and National Financial Services LLC (August 1, 2021)
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Parent Guarantee Agreement between Franklin Resources, Inc. and The Bank of New York Mellon as Trustee for Legg Mason, Inc. Notes
Guaranty Agreements
Franklin Resources
Capital Markets
NY
2021
Limited Guaranty Agreement by B. Riley Financial, Inc. in Favor of CIBC Bank USA (February 14, 2020)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Limited Guaranty Agreement by B. Riley Financial, Inc. in Favor of BTC Holdings Fund Entities (February 19, 2020)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Amended and Restated Guarantee, Pledge and Security Agreement, dated as of April 24, 2019, by and among the Company, as borrower, the subsidiary guarantors party thereto, ING...
Guaranty Agreements
FIDUS INVESTMENT Corp
Capital Markets
DE
2019
Commercial Guaranty Agreement among OFS Capital Corporation, OFSCC-MB, Inc., and Pacific Western Bank dated April 10, 2019
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2019
Commercial Guaranty Agreement among OFS Capital Corporation, OFS Capital WM, LLC, and Pacific Western Bank dated April 10, 2019
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2019
Unconditional Guaranty Agreement between B. Riley Financial, Inc. and Banc of California, N.A. (as Administrative Agent)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Unconditional Guaranty and Pledge Agreement between B. Riley Principal Investments, LLC and Banc of California, N.A.
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Limited Guarantee Agreement among B. Riley Financial, Inc., Vintage RTO, L.P., and Rent-A-Center, Inc. (June 17, 2018)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2018
Commercial Guaranty Agreement between OFS Capital WM, LLC and Pacific Western Bank for OFS Capital Corporation Obligations
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2018
Guarantee and Security Agreement among Stellus Capital Investment Corporation, Subsidiaries, and ZB, N.A. dba Amegy Bank (October 2017)
Guaranty Agreements
Stellus Capital Investment Corp
Capital Markets
NY
2017
Commercial Guaranty Agreement between OFS Capital WM, LLC and Pacific Western Bank for OFS Capital Corporation Loan
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2017
Unconditional Guaranty Agreement between B. Riley Financial, Inc. and Banc of California, N.A. (April 13, 2017)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2017
Guaranty and Security Agreement among NxSN Acquisition Corp., Nexsan Corporation, and Imation Corp. dated January 23, 2017
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2017
Commercial Guaranty Agreement between OFS Capital WM, LLC and Pacific Western Bank for OFS Capital Corporation Loan
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2016
Virtus Investment Partners, Inc. Guarantee Agreement with Subsidiary Guarantors and The Bank of New York Mellon (2016)
Guaranty Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
Guarantee Agreement by CĪON Investment Corporation in Favor of 34th Street Funding, LLC and JPMorgan Chase Bank, N.A.
Guaranty Agreements
CION Investment Corp
Capital Markets
2016
Corporate Guaranty Agreement by CDS Business Services, Inc. in Favor of Sterling National Bank and Lenders
Guaranty Agreements
Newtek Business Services Corp.
Capital Markets
NY
2015
Commercial Guaranty Agreement between OFS Capital WM, LLC and Pacific Western Bank for OFS Capital Corporation Loan
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2015
Amended and Restated Guarantee Agreement among MarketAxess Holdings Inc. Subsidiaries and JPMorgan Chase Bank, N.A.
Guaranty Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2015
Corporate Guaranty Agreement by CDS Business Services, Inc. in Favor of Sterling National Bank and Lenders
Guaranty Agreements
Newtek Business Services Corp.
Capital Markets
NY
2015
Limited Guaranty, Pledge and Security Agreement between GlassBridge Enterprises Inc. and Western Alliance Bank
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
Guarantee, Pledge and Security Agreement, dated as of February 21, 2019, by and among the Company, as borrower, the subsidiary guarantors party thereto, ING Capital LLC, as...
Guaranty Agreements
Barings BDC, Inc.
Capital Markets
2019
Amended and Restated General Guarantee Agreement between The Goldman Sachs Group, Inc. and Creditors of Goldman Sachs Bank USA
Guaranty Agreements
Goldman Sachs
Capital Markets
NY
2018
Guarantee Agreement between GlassBridge Enterprises, Inc. and CMC Magnetics Corporation (September 15, 2017)
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
Guarantee Agreement between The Goldman Sachs Group, Inc. and The Bank of New York Mellon (GS Capital III, March 23, 2016)
Guaranty Agreements
Goldman Sachs
Capital Markets
DE
2016
Guarantee Agreement between The Goldman Sachs Group, Inc. and The Bank of New York Mellon (GS Capital II, March 23, 2016)
Guaranty Agreements
Goldman Sachs
Capital Markets
DE
2016