Guaranty Agreements in the Capital Markets Industry

89 Contracts & Agreements
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Guaranty, dated as of
Guaranty Agreements
Invesco Ltd.
Capital Markets
2025
Guaranty and Suretyship Agreement, dated October 28, 2024, between Evercore LP, Evercore Group Holdings L.P., and PNC Bank, National Association
Guaranty Agreements
Evercore
Capital Markets
2025
Parent Guaranty, dated November 22, 2024
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Continuing Guaranty, dated July 29, 2024 (incorporated by reference to Exhibit 10.46 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on August 20, 2024)
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Guarantee Agreement dated
Guaranty Agreements
Freedom Holding Corp.
Capital Markets
2024
Guarantee Agreement dated
Guaranty Agreements
Freedom Holding Corp.
Capital Markets
2024
Continuing Guaranty, dated July 29, 2024
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Limited Guaranty, Pledge and Security Agreement, dated as of May 30, 2024, by Glassbridge Enterprises Inc., in favor of Western Alliance Bank
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
Guaranty, dated January 18, 2024, among B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc. and Axos Bank
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2024
Limited Guarantee, dated of May 10, 2023, by and between B. Riley Financial, Inc. and Franchise Group, Inc
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2023
Guaranty and Suretyship Agreement, dated October 29, 2021, between Evercore LP, Evercore Group Holdings L.P., and PNC Bank, National Association
Guaranty Agreements
Evercore
Capital Markets
NY
2022
Guarantee Agreement No., dated August 10, 2021, between Freedom Holding Corp. and Freedom Finance SPC Ltd
Guaranty Agreements
Freedom Holding Corp.
Capital Markets
2021
GUARANTY AGREEMENT
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Franklin Resources, Inc. Parent Guarantee dated August 2, 2021
Guaranty Agreements
Franklin Resources
Capital Markets
NY
2021
CIBC Guaranty, dated as of February 14, 2020, by the Company in favor of CIBC Bank USA, as administrative agent
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Amended and Restated Guarantee, Pledge and Security Agreement, dated as of April 24, 2019, by and among the Company, as borrower, the subsidiary guarantors party thereto, ING...
Guaranty Agreements
FIDUS INVESTMENT Corp
Capital Markets
DE
2019
Commercial Guaranty Agreement among OFS Capital Corporation, OFSCC-MB, Inc., and Pacific Western Bank dated April 10, 2019
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2019
Commercial Guaranty Agreement among OFS Capital Corporation, OFS Capital WM, LLC, and Pacific Western Bank dated April 10, 2019
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2019
Guarantee, Pledge and Security Agreement, dated as of February 21, 2019, by and among the Company, as borrower, the subsidiary guarantors party thereto, ING Capital LLC, as...
Guaranty Agreements
Barings BDC, Inc.
Capital Markets
2019
Unconditional Guaranty by B. Riley Financial, Inc., dated December 19, 2018
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Unconditional Guaranty and Pledge Agreement by B. Riley Principal Investments, LLC, dated December 19, 2018
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Goldman Sachs Bank USA Amended and Restated General Guarantee Agreement, dated September 28, 2018
Guaranty Agreements
Goldman Sachs
Capital Markets
NY
2018
Limited Guarantee, dated as of June 17, 2018 by and among the Company, Vintage RTO, L.P. and Rodeo
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2018
Commercial Guaranty Agreement among OFS Capital Corporation, OFS Capital WM, LLC, and Pacific Western Bank dated March 7, 2018
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2018
Guarantee and Security Agreement, dated as of October 10, 2017
Guaranty Agreements
Stellus Capital Investment Corp
Capital Markets
NY
2017
Guarantee, dated as of September 15, 2017, made by the Company in favor of CMC Magnetics Corporation
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
COMMERCIAL GUARANTY
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2017
Unconditional Guaranty, dated as of April 13, 2017, by the registrant in favor of Banc of California, N.A
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2017
[FORM OF AMENDMENTNO. 1 TO GUARANTEE, PLEDGE AND SECURITY AGREEMENT] AMENDMENT NO. 1 TO GUARANTEE, PLEDGE AND SECURITY AGREEMENT
Guaranty Agreements
Capitala Finance Corp.
Capital Markets
NY
2017
GUARANTY AND SECURITY AGREEMENT Dated as of January 23, 2017 by and among NxSNAcquisition Corp. and Nexsancorporation and Each Other Grantor From Time to Time Party Hereto and...
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2017
COMMERCIAL GUARANTY
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2016
VIRTUS INVESTMENT PARTNERS, INC. GUARANTEE AGREEMENT among VIRTUS INVESTMENT PARTNERS, INC., EACH OF THE SUBSIDIARY GUARANTORS PARTY HERETO and THE BANK OF NEW YORK MELLON, as...
Guaranty Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
GUARANTEE OF C*ON INVESTMENT CORPORATION.
Guaranty Agreements
CION Investment Corp
Capital Markets
2016
GUARANTEE AGREEMENT by and between THE GOLDMAN SACHSGROUP, INC., as Guarantor and The Bank of New York Mellon, as Guarantee Trustee relating to GOLDMAN SACHSCAPITAL III (Formerly...
Guaranty Agreements
Goldman Sachs
Capital Markets
DE
2016
GUARANTEE AGREEMENT by and between THEGOLDMAN SACHS GROUP, INC., as Guarantor and The Bank of New York Mellon, as Guarantee Trustee relating to GOLDMAN SACHSCAPITAL II (Formerly...
Guaranty Agreements
Goldman Sachs
Capital Markets
DE
2016
GUARANTY (Corporate)
Guaranty Agreements
Newtek Business Services Corp.
Capital Markets
NY
2015
COMMERCIAL GUARANTY
Guaranty Agreements
OFS Capital Corp
Capital Markets
CA
2015
AMENDED AND RESTATED GUARANTEE AGREEMENT
Guaranty Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2015
GUARANTY (Corporate)
Guaranty Agreements
Newtek Business Services Corp.
Capital Markets
NY
2015
GUARANTEE AGREEMENT dated as of August 18, 2015 among ORIX USA CORPORATION and HOULIHAN LOKEY CAPITAL (HOLDINGS) LTD.
Guaranty Agreements
HOULIHAN LOKEY, INC.
Capital Markets
DE
2015