Guaranty Agreements in the Capital Markets Industry

47 Contracts & Agreements

Browse by Company

B. Riley Financial, Inc. (9 contracts)
Cohen & Co Inc. (1)
Evercore (1)
GAIN Capital Holdings, Inc. (1)
GlassBridge Enterprises, Inc. (2)
Goldman Sachs (2)
Heritage Global Inc. (1)
Lazard Ltd (1)
Manning & Napier, Inc. (1)
Newtek Business Services Corp. (2)
Och-Ziff Capital Management Group LLC (3)
OFS Capital Corp (6)
SAFEGUARD SCIENTIFICS INC (12)
SEI Investments Corp (2)
SIEBERT FINANCIAL CORP (3)

Recent Contracts

Continuing Guaranty, dated July 29, 2024 (incorporated by reference to Exhibit 10.46 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on August 20, 2024) (SIEBERT FINANCIAL CORP, Filed With SEC on November 12, 2024)
Continuing Guaranty, dated July 29, 2024 (SIEBERT FINANCIAL CORP, Filed With SEC on August 20, 2024)
Limited Guaranty, Pledge and Security Agreement, dated as of May 30, 2024, by Glassbridge Enterprises Inc., in favor of Western Alliance Bank (GlassBridge Enterprises, Inc., Filed With SEC on June 5, 2024)
Guaranty, dated January 18, 2024, among B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc. and Axos Bank (B. Riley Financial, Inc., Filed With SEC on January 22, 2024)
Guaranty and Suretyship Agreement, dated October 29, 2021, between Evercore LP, Evercore Group Holdings L.P., and PNC Bank, National Association (Evercore, Filed With SEC on February 24, 2022)
GUARANTY AGREEMENT (SIEBERT FINANCIAL CORP, Filed With SEC on November 15, 2021)
CIBC Guaranty, dated as of February 14, 2020, by the Company in favor of CIBC Bank USA, as administrative agent (B. Riley Financial, Inc., Filed With SEC on May 11, 2020)
Commercial Guaranty Agreement among OFS Capital Corporation, OFSCC-MB, Inc., and Pacific Western Bank dated April 10, 2019 (OFS Capital Corp, Filed With SEC on April 15, 2019)
Commercial Guaranty Agreement among OFS Capital Corporation, OFS Capital WM, LLC, and Pacific Western Bank dated April 10, 2019 (OFS Capital Corp, Filed With SEC on April 15, 2019)
Unconditional Guaranty by B. Riley Financial, Inc., dated December 19, 2018 (B. Riley Financial, Inc., Filed With SEC on December 27, 2018)
Unconditional Guaranty and Pledge Agreement by B. Riley Principal Investments, LLC, dated December 19, 2018 (B. Riley Financial, Inc., Filed With SEC on December 27, 2018)
Commercial Guaranty Agreement among OFS Capital Corporation, OFS Capital WM, LLC, and Pacific Western Bank dated March 7, 2018 (OFS Capital Corp, Filed With SEC on March 12, 2018)
COMMERCIAL GUARANTY (OFS Capital Corp, Filed With SEC on August 10, 2017)
Unconditional Guaranty, dated as of April 13, 2017, by the registrant in favor of Banc of California, N.A (B. Riley Financial, Inc., Filed With SEC on August 8, 2017)
GUARANTY AND SECURITY AGREEMENT Dated as of January 23, 2017 by and among NxSNAcquisition Corp. and Nexsancorporation and Each Other Grantor From Time to Time Party Hereto and... (GlassBridge Enterprises, Inc., Filed With SEC on January 27, 2017)
COMMERCIAL GUARANTY (OFS Capital Corp, Filed With SEC on November 4, 2016)
GUARANTY (Corporate) (Newtek Business Services Corp., Filed With SEC on December 9, 2015)
COMMERCIAL GUARANTY (OFS Capital Corp, Filed With SEC on November 6, 2015)
GUARANTY (Corporate) (Newtek Business Services Corp., Filed With SEC on September 1, 2015)
GUARANTY (Manning & Napier, Inc., Filed With SEC on April 24, 2015)
GUARANTY AGREEMENT (Cohen & Co Inc., Filed With SEC on August 22, 2014)
THIRD AMENDED ANDRESTATED GUARANTY (B. Riley Financial, Inc., Filed With SEC on July 19, 2013)
TERM B GUARANTY AND COLLATERAL AGREEMENT dated as of October 1, 2012 among SEI INVESTMENTS COMPANY, as a Guarantor and LSV EMPLOYEE GROUP III, LLC, as Grantor and THE OTHER... (SEI Investments Corp, Filed With SEC on October 2, 2012)
FIRST AMENDMENT TO UNCONDITIONAL GUARANTY (GAIN Capital Holdings, Inc., Filed With SEC on September 22, 2011)
AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of October 26, 2007 among OZ MANAGEMENT LP, as Borrower OZ ADVISORS LP, as Guarantor, OZ ADVISORS II LP, as Guarantor... (Och-Ziff Capital Management Group LLC, Filed With SEC on August 2, 2011)
SECOND AMENDED AND RESTATED GUARANTY (B. Riley Financial, Inc., Filed With SEC on March 31, 2011)
FIRST GUARANTY OF PAYMENT MODIFICATION AGREEMENT (Och-Ziff Capital Management Group LLC, Filed With SEC on November 4, 2009)
FIRST AMENDED AND RESTATED LIMITED GUARANTY (B. Riley Financial, Inc., Filed With SEC on August 31, 2009)
GREAT AMERICAN GROUP, LLC GUARANTY (B. Riley Financial, Inc., Filed With SEC on August 31, 2009)
GUARANTY OF PAYMENT (Och-Ziff Capital Management Group LLC, Filed With SEC on March 12, 2009)
AMENDMENT AND AFFIRMATION OF DEFICIENCY GUARANTY (Safeguard Delaware / Safeguard Scientifics (Delaware)) (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 5, 2008)
Affirmation of Guaranty (SAFEGUARD SCIENTIFICS INC, Filed With SEC on May 10, 2007)
Amendment and Affirmation of Guaranty (SAFEGUARD SCIENTIFICS INC, Filed With SEC on May 10, 2007)
Deficiency Guaranty dated February 28, 2007 to Comerica Bank provided by Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 27, 2007)
Amendment and Affirmation of Guaranty dated February 28, 2007 to Comerica Bank provided by Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 27, 2007)
Affirmation of Guaranty by Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 27, 2007)
GUARANTY AND COLLATERAL AGREEMENT dated asof January 24, 2006 among (SEI Investments Corp, Filed With SEC on January 30, 2006)
AFFIRMATION AND AMENDMENT OF GUARANTY (SAFEGUARD SCIENTIFICS INC, Filed With SEC on August 8, 2005)
UNCONDITIONAL GUARANTY DATED MARCH 31, 2004 TO COMERICA BANK (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 15, 2005)
GUARANTY DATED MAY 10, 2002 BY SAFEGUARD SCIENTIFICS, INC (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 15, 2005)