Guarantee Agreements in the Capital Markets Industry

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Guarantee and Security Agreement, dated as of October 10, 2017
Guarantee Agreements
Stellus Capital Investment Corp
Capital Markets
NY
2017
Guarantee Agreement dated
Guarantee Agreements
Freedom Holding Corp.
2024
Guarantee Agreement dated
Guarantee Agreements
Freedom Holding Corp.
2024
Limited Guarantee, dated of May 10, 2023, by and between B. Riley Financial, Inc. and Franchise Group, Inc
Guarantee Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2023
Guarantee Agreement No., dated August 10, 2021, between Freedom Holding Corp. and Freedom Finance SPC Ltd
Guarantee Agreements
Freedom Holding Corp.
Capital Markets
2021
Franklin Resources, Inc. Parent Guarantee dated August 2, 2021
Guarantee Agreements
Franklin Resources
Capital Markets
NY
2021
Amended and Restated Guarantee, Pledge and Security Agreement, dated as of April 24, 2019, by and among the Company, as borrower, the subsidiary guarantors party thereto, ING...
Guarantee Agreements
FIDUS INVESTMENT Corp
Capital Markets
DE
2019
Guarantee, Pledge and Security Agreement, dated as of February 21, 2019, by and among the Company, as borrower, the subsidiary guarantors party thereto, ING Capital LLC, as...
Guarantee Agreements
Barings BDC, Inc.
Capital Markets
2019
Goldman Sachs Bank USA Amended and Restated General Guarantee Agreement, dated September 28, 2018
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2018
Limited Guarantee, dated as of June 17, 2018 by and among the Company, Vintage RTO, L.P. and Rodeo
Guarantee Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2018
Guarantee, dated as of September 15, 2017, made by the Company in favor of CMC Magnetics Corporation
Guarantee Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
[FORM OF AMENDMENTNO. 1 TO GUARANTEE, PLEDGE AND SECURITY AGREEMENT] AMENDMENT NO. 1 TO GUARANTEE, PLEDGE AND SECURITY AGREEMENT
Guarantee Agreements
Capitala Finance Corp.
Capital Markets
NY
2017
VIRTUS INVESTMENT PARTNERS, INC. GUARANTEE AGREEMENT among VIRTUS INVESTMENT PARTNERS, INC., EACH OF THE SUBSIDIARY GUARANTORS PARTY HERETO and THE BANK OF NEW YORK MELLON, as...
Guarantee Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
GUARANTEE OF C*ON INVESTMENT CORPORATION.
Guarantee Agreements
CION Investment Corp
Capital Markets
2016
GUARANTEE AGREEMENT by and between THE GOLDMAN SACHSGROUP, INC., as Guarantor and The Bank of New York Mellon, as Guarantee Trustee relating to GOLDMAN SACHSCAPITAL III (Formerly...
Guarantee Agreements
Goldman Sachs
Capital Markets
DE
2016
GUARANTEE AGREEMENT by and between THEGOLDMAN SACHS GROUP, INC., as Guarantor and The Bank of New York Mellon, as Guarantee Trustee relating to GOLDMAN SACHSCAPITAL II (Formerly...
Guarantee Agreements
Goldman Sachs
Capital Markets
DE
2016
AMENDED AND RESTATED GUARANTEE AGREEMENT
Guarantee Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2015
GUARANTEE AGREEMENT dated as of August 18, 2015 among ORIX USA CORPORATION and HOULIHAN LOKEY CAPITAL (HOLDINGS) LTD.
Guarantee Agreements
HOULIHAN LOKEY, INC.
Capital Markets
DE
2015
GFI Group Inc., as Issuer, and BGC Partners, Inc., as Guarantor GUARANTEE
Guarantee Agreements
BGC Partners, Inc.
Capital Markets
NY
2015
[FORM OF GUARANTEE, PLEDGE AND SECURITYAGREEMENT] GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of October 17, 2014 among CAPITALA FINANCE CORP., as Borrower, the SUBSIDIARY...
Guarantee Agreements
Capitala Finance Corp.
Capital Markets
MD
2014
GUARANTEE AND COLLATERAL AGREEMENT dated as of August 19, 2014 among MEDLEY LLC, the Subsidiary Guarantors from time to time party hereto and CITY NATIONAL BANK, as Collateral...
Guarantee Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
FORM OF GUARANTEE AND SECURITY AGREEMENT
Guarantee Agreements
New Mountain Finance Corp
Capital Markets
NY
2014
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of April 3, 2014 among FS INVESTMENTCORPORATION, as Borrower TheSUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC, as Revolving...
Guarantee Agreements
FS KKR Capital Corp
Capital Markets
DE
2014
GUARANTEE AGREEMENT
Guarantee Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2013
VIRTUS INVESTMENT PARTNERS, INC. REAFFIRMATION OF GUARANTEE
Guarantee Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2012
AMENDED AND RESTATED GENERAL GUARANTEE AGREEMENT
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2011
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of August 4, 2011 among MEDLEY CAPITAL CORPORATION, as Borrower The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC, as...
Guarantee Agreements
Medley Capital Corp
Capital Markets
DE
2011
EX-10.1: GENERAL GUARANTEE AGREEMENT BETWEEN GROUP INC AND GSEC
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2010
EX-10.51: AMENDED GUARANTEE AGREEMENT BETWEEN GROUP INC. AND GS BANK
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2010
EX-10.60: GUARANTEE AGREEMENT - GS BANK USA
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2009
EX-10.59: GENERAL GUARANTEE AGREEMENT - GS BANK EUROPE
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2009
GUARANTEE AND COLLATERAL AGREEMENT made by VIRTUS INVESTMENT PARTNERS INC. and certain of its Subsidiaries in favor of PHOENIX LIFE INSURANCE COMPANY, as Lender Dated as of...
Guarantee Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
EX-10.2: GENERAL GUARANTEE AGREEMENT
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2008
GUARANTEE AND SUPPORT AGREEMENT
Guarantee Agreements
E*Trade
Capital Markets
NY
2008
GUARANTEE AGREEMENT by and between THE CHARLES SCHWAB CORPORATION, as Guarantor
Guarantee Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
GUARANTEE OF ALESCO FINANCIAL INC.
Guarantee Agreements
Cohen & Co Inc.
Capital Markets
NY
2007
GUARANTEEAGREEMENT by and between STATE STREET CORPORATION, as GUARANTOR AND U.S. BANK NATIONAL ASSOCIATION, as GUARANTEE TRUSTEE relating to STATE STREET CAPITAL TRUST IV Dated...
Guarantee Agreements
State Street Corp.
Capital Markets
DE
2007
EX-10.45: GENERAL GUARANTEE AGREEMENT, DATED JANUARY 30, 2006
Guarantee Agreements
Goldman Sachs
Capital Markets
NY
2006
EX-4.4: GUARANTEE AGREEMENT
Guarantee Agreements
Goldman Sachs
Capital Markets
DE
2004