Financing Agreements in the Capital Markets Industry

146 Contracts & Agreements
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Company
Industry
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Filed
Commercial Paper Dealer Agreement among BlackRock, Inc., BlackRock Finance, Inc., and Dealer (November 7, 2024)
Financing Agreements
BlackRock
Capital Markets
NY
2024
Pass-Through Leverage Agreement among GlassBridge Enterprises, Greenway Mortgage Funding, and Greenway Mortgage Holding (May 30, 2024)
Financing Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Capped Call Transaction Confirmation between Coinbase Global, Inc. and [Dealer]
Financing Agreements
Coinbase Global, Inc.
Capital Markets
NY
2024
Amended and Restated Warehousing Agreement among Blackstone Holdings Finance Co. L.L.C., Blackstone Private Investments Advisors L.L.C., and BXPE U.S.
Financing Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
2024
Placement Agency Agreement between Netcapital Inc. and ThinkEquity LLC (May 23, 2023)
Financing Agreements
ValueSetters Inc.
Capital Markets
NY
2023
Warehousing Agreement among Blackstone Holdings Finance Co. L.L.C., Blackstone Private Investments Advisors L.L.C., and BXPE U.S.
Financing Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
2022
Third Commitment Increase Request between Goldman Sachs Private Middle Market Credit II SPV II LLC and JPMorgan Chase Bank, N.A. (June 15, 2022)
Financing Agreements
Goldman Sachs Private Middle Market Credit II LLC
Capital Markets
NY
2022
Amendment to Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Partnerships
Financing Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2021
Exclusive Financing and Forbearance Advisory Agreement between Lismore Capital LLC and Ashford Hospitality Trust, Inc.
Financing Agreements
Ashford Inc.
Capital Markets
2020
Recapitalization Agreement between Och-Ziff Capital Management Group LLC and Daniel S. Och
Financing Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2018
Supplemental Confirmation Agreement No. 1 and No. 2 between Royal Bank of Canada and Newmark SPV I, LLC
Financing Agreements
BGC Partners, Inc.
Capital Markets
2018
Variable Postpaid Forward Transaction Confirmation between Royal Bank of Canada and Newmark SPV I, LLC (June 18, 2018)
Financing Agreements
BGC Partners, Inc.
Capital Markets
NY
2018
Litigation Finance & Management Agreement between Imation Europe B.V. and Mach 5 B.V.
Financing Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Fourth Amended and Restated Total Return Swap Confirmation Letter Agreement between UBS AG and CM Finance Inc.
Financing Agreements
CM Finance Inc
Capital Markets
2017
Second Amended Total Return Swap Confirmation Letter Agreement between UBS AG and CM Finance Inc.
Financing Agreements
CM Finance Inc
Capital Markets
2017
Foreign Exchange and Bullion Authorization Agreement among JPMorgan Chase Bank, SECOR Capital Advisors, and SECOR Master Fund (July 12, 2017)
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2017
Foreign Exchange and Bullion Authorization Agreement among JPMorgan Chase Bank, The Cambridge Strategy (Asset Management) Limited, and Cambridge Master Fund L.P.
Financing Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
2017
2002 ISDA Master Agreement between JPMorgan Chase Bank, N.A. and Secor Master Fund L.P.
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2017
ISDA 2002 Master Agreement between JPMorgan Chase Bank, N.A. and Cambridge Master Fund LP (July 12, 2017)
Financing Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
NY
2017
Supplement to Commodity Futures Customer Agreement between Morgan Stanley & Co. LLC and Listed Funds (July 25, 2017)
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2017
Supplement to Commodity Futures Customer Agreement between Morgan Stanley & Co. LLC and Listed Funds
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP
Capital Markets
NY
2017
Supplement to Commodity Futures Customer Agreement between Morgan Stanley & Co. LLC and Listed Funds (July 25, 2017)
Financing Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
NY
2017
Second Amended Total Return Swap Confirmation Letter Agreement between UBS AG and CM Finance Inc.
Financing Agreements
CM Finance Inc
Capital Markets
2017
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and Flatiron Funding, LLC (February 18, 2017)
Financing Agreements
CION Investment Corp
Capital Markets
2017
Deal Financing Memorandum between Heritage Global Partners, Inc., The Dove Holdings Corporation, and Ross Dove for Sanofi-Aventis Asset Purchase
Financing Agreements
Heritage Global Inc.
Capital Markets
2016
Deal Financing Memorandum between Heritage Global Partners, Inc. and Zel Dove Trust UAD 10/31/2006 for Asset Purchases
Financing Agreements
Heritage Global Inc.
Capital Markets
2016
Amended and Restated Co-Lender Agreement among Wells Fargo, Column Financial, and U.S. Bank (May 26, 2016)
Financing Agreements
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28
Capital Markets
NY
2016
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and Flatiron Funding, LLC (March 22, 2016)
Financing Agreements
CION Investment Corp
Capital Markets
2016
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and Flatiron Funding, LLC (February 18, 2016)
Financing Agreements
CION Investment Corp
Capital Markets
2016
Commercial Paper Dealer Agreement between AllianceBernstein L.P. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (June 1, 2015)
Financing Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2016
Commercial Paper Dealer Agreement between AllianceBernstein L.P. and Credit Suisse Securities (USA) LLC (June 1, 2015)
Financing Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2016
Commercial Paper Dealer Agreement between AllianceBernstein L.P. and Citigroup Global Markets Inc. (June 1, 2015)
Financing Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2016
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and Flatiron Funding, LLC (December 22, 2015)
Financing Agreements
CION Investment Corp
Capital Markets
2015
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and Flatiron Funding, LLC (October 2, 2015)
Financing Agreements
CION Investment Corp
Capital Markets
2015
Total Return Swap Confirmation Agreement between UBS AG, London Branch and CM Finance Inc. (as amended and restated August 14, 2015)
Financing Agreements
CM Finance Inc
Capital Markets
2015
Total Return Swap Confirmation Agreement between UBS AG, London Branch and CM Finance Inc.
Financing Agreements
CM Finance Inc
Capital Markets
2015
Cash Management Agreement between Houlihan Lokey Capital (Holdings) Ltd. and ORIX Global Capital, Ltd. dated August 18, 2015
Financing Agreements
HOULIHAN LOKEY, INC.
Capital Markets
2015
Cash Management Agreement between Houlihan Lokey Capital (Holdings) Ltd. and ORIX Global Capital, Ltd.
Financing Agreements
HOULIHAN LOKEY, INC.
Capital Markets
DE
2015
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and Flatiron Funding, LLC (March 4, 2015)
Financing Agreements
CION Investment Corp
Capital Markets
2015
Amended and Restated Commercial Paper Dealer Agreement between BlackRock, Inc. and Credit Suisse Securities (USA) LLC
Financing Agreements
BlackRock
Capital Markets
2015