Exchange Agreements in the Diversified Financial Services Industry

130 Contracts & Agreements
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Amendment and Exchange Agreement between Freight Technologies, Inc. and Investor (April 2025)
Exchange Agreements
Hudson Capital Inc.
Diversified Financial Services
2025
Master Exchange Agreement between AllianceBernstein L.P. and Equitable Holdings, Inc. dated December 19, 2024
Exchange Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
DE
2024
Conversion and Exchange Agreement among Beneficient Company Holding, L.P., The Beneficient Company Group, L.P., and Hicks Holdings Operating, LLC
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2023
Conversion and Exchange Agreement among Beneficient Company Holding, L.P., The Beneficient Company Group, L.P., and Beneficient Holdings, Inc. dated June 6, 2023
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2023
Conversion and Exchange Agreement among Beneficient Company Holding, L.P., The Beneficient Company Group, L.P., and Richard W. Fisher
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2023
Conversion and Exchange Agreement among Beneficient Company Holding, L.P., The Beneficient Company Group, L.P., and Bruce W. Schnitzer (June 6, 2023)
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2023
Exchange Agreement among Beneficient, Beneficient Company Group, L.L.C., and Beneficient Company Holdings, L.P. dated June 7, 2023
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
TX
2023
Exchange Agreement between Jefferies Financial Group Inc. and Sumitomo Mitsui Banking Corporation (April 27, 2023)
Exchange Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
NY
2023
Definitive Stock Exchange Agreement between Freedom Holdings, Inc. and Jennifer Moon for Acquisition of Village Flora, Inc.
Exchange Agreements
Freedom Holdings, Inc.
Diversified Financial Services
2023
Share Exchange Agreement between Creations, Inc. and Certain Shareholders (January 2023)
Exchange Agreements
Creations Inc
Diversified Financial Services
DE
2023
Third Amendment to Master Exchange Agreement among GWG Holdings, GWG Life, The Beneficient Company Group, and Seller Trusts
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2022
Second Amendment to Master Exchange Agreement among GWG Holdings, Beneficient Company Group, MHT Financial SPV, and Exchange Trusts
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2022
First Amendment to Master Exchange Agreement among GWG Holdings, GWG Life, Beneficient Company Group, MHT Financial SPV, and Exchange Trusts
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2022
Amended and Restated Master Exchange Agreement among GWG Holdings, GWG Life, Beneficient Company Group, MHT Financial SPV, and Seller Exchange Trusts
Exchange Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2022
Contract Agreement between Haj Finance Group and PHI Group, Inc. dated October 17, 2021 (submitted separately to the Securities and Exchange Commission)
Exchange Agreements
PHI GROUP INC
Diversified Financial Services
2021
Share Exchange Agreement among Ocean Partners Y.O.D Ltd. Shareholders, Creations, Inc., and Yetsira Holding Ltd.
Exchange Agreements
Creations Inc
Diversified Financial Services
2020
Share Exchange Agreement between Guy Nissenson, Ilan Arad Keshet, Amit Bilia, Shmuel Yelshevich, Yetsira Holdings Ltd., and Creations, Inc.
Exchange Agreements
Creations Inc
Diversified Financial Services
DE
2020
Third Amendment to Master Exchange Agreement among GWG Holdings, GWG Life, The Beneficient Company Group, MHT Financial SPV, and Seller Trusts (August 10, 2018)
Exchange Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2018
Second Amendment to Master Exchange Agreement among GWG Holdings, Inc., GWG Life, LLC, The Beneficient Company Group, L.P., MHT Financial SPV, LLC, and Exchange Trusts (June 29,...
Exchange Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2018
Letter Agreement Regarding Exchange of Preferred Stock in Connection with Jefferies-Leucadia Merger
Exchange Agreements
Jefferies Group LLC
Diversified Financial Services
2013
Notice of Guaranteed Delivery for Exchange Offer of 4.000% Senior Notes Due 2012 by Berkshire Hathaway Finance Corporation
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Notice of Guaranteed Delivery for Exchange Offer of 5.40% Senior Notes Due 2018 by Berkshire Hathaway Finance Corporation
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer Instructions for 4.000% Senior Notes Due 2012
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer Instructions for 5.40% Senior Notes Due 2018
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer for $750 Million 4.000% Senior Notes Due 2012
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer for 5.40% Senior Notes Due 2018
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer for 4.000% Senior Notes Due 2012
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer for 5.40% Senior Notes Due 2018
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Berkshire Hathaway Finance Corporation Exchange Offer Letter of Transmittal for 4.000% Senior Notes due 2012
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Letter of Transmittal for Exchange Offer of 5.40% Senior Notes due 2018 by Berkshire Hathaway Finance Corporation
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2009
Notice of Guaranteed Delivery for Exchange Offer of 5.000% Senior Notes Due 2013 by Berkshire Hathaway Finance Corporation
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2008
Notice of Guaranteed Delivery for Exchange Offer of 5.40% Senior Notes Due 2018 by Berkshire Hathaway Finance Corporation
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2008
Notice of Guaranteed Delivery for Exchange Offer of 4.60% Senior Notes Due 2013 by Berkshire Hathaway Finance Corporation
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2008
Berkshire Hathaway Finance Corporation Exchange Offer for 5.000% Senior Notes Due 2013
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2008
Berkshire Hathaway Finance Corporation Exchange Offer for 5.40% Senior Notes Due 2018
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2008
Berkshire Hathaway Finance Corporation Exchange Offer for 4.60% Senior Notes Due 2013
Exchange Agreements
Berkshire Hathaway
Diversified Financial Services
2008
Share Exchange Agreement among LM Funding America, Inc., Hanfor (Cayman) Limited, and BZ Industrial Limited (March 23, 2020)
Exchange Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2020
First Amendment to Master Exchange Agreement among GWG Holdings, GWG Life, Beneficient Company Group, MHT Financial SPV, and Exchange Trusts
Exchange Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2018
Amended and Restated Master Exchange Agreement among GWG Holdings, Inc., GWG Life, LLC, The Beneficient Company Group, L.P., MHT Financial SPV, LLC, and Seller Exchange Trusts...
Exchange Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2018
Master Exchange Agreement between LM Funding America, Inc. and Esousa Holdings LLC (December 11, 2017)
Exchange Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2017