Exchange Agreements in the Capital Markets Industry

152 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Sixth Amended and Restated Exchange Agreement among Ares Management Corporation, Ares Operating Group Entities, and Limited Partners (May 8, 2025)
Exchange Agreements
Ares Management Corp
Capital Markets
DE
2025
Third Amended and Restated Exchange Agreement among Blue Owl Capital Inc., Blue Owl Capital Holdings LP, Blue Owl Capital GP LLC, and Other Parties (April 1, 2025)
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2025
Preferred Stock Exchange Agreement, dated March 27, 2025, by and between CGBD and CIM
Exchange Agreements
TCG BDC, INC.
Capital Markets
DE
2025
Master Exchange Agreement between AllianceBernstein L.P. and Equitable Holdings, Inc. dated December 19, 2024
Exchange Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
DE
2024
Class D Exchange Agreement among StepStone Group Inc., StepStone Group LP, and Partnership Unitholders (May 31, 2024)
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2024
First Amendment to Exchange Agreement among PJT Partners Inc., PJT Partners Holdings LP, and Partnership Unitholders
Exchange Agreements
PJT Partners Inc.
Capital Markets
DE
2024
Second Amended and Restated Exchange Agreement among Blue Owl Capital Inc. and Affiliates (February 21, 2024)
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2024
Transaction Agreement among StepStone Group Inc., StepStone Group LP, StepStone Europe Limited, Swiss Capital Alternative Investments AG, SC Partner LP, and Marcel Schindler...
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2024
Transaction Agreement among StepStone Group Inc., StepStone Group LP, StepStone Group Real Assets LP, James O’Leary, and Sellers (February 7, 2024)
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2024
Transaction Agreement among StepStone Group Inc., StepStone Group LP, StepStone Group Real Estate LP, Jeffrey Giller, and Sellers (February 7, 2024)
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2024
Amended and Restated Exchange Agreement among TPG Inc., TPG OpCo Holdings, and TPG Operating Group Entities (November 2023)
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2023
Amended and Restated Exchange Agreement among Blue Owl Capital Entities and Limited Partners (October 22, 2021)
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2023
Exchange Agreement among P10, Inc., P10 Holdings Inc., P10 Intermediate Holdings LLC, and LLC Unitholders (August 25, 2022)
Exchange Agreements
P10, Inc.
Capital Markets
DE
2022
Tender and Support Agreement among MarketWise, Inc. and Warrant Holders (August 16, 2022)
Exchange Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
NY
2022
Dealer Manager and Solicitation Agent Agreement between Perella Weinberg Partners and Citigroup Global Markets Inc. (July 22, 2022)
Exchange Agreements
FinTech Acquisition Corp. IV
Capital Markets
NY
2022
Debt Exchange Agreement between Siebert Financial Corp. and Gloria E. Gebbia (March 31, 2022)
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Amended and Restated Exchange Agreement among Bakkt Holdings, Inc., Bakkt Opco Holdings, LLC, and Unitholders
Exchange Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2022
Debt Exchange Agreement between Siebert Financial Corp. and Gloria E. Gebbia (March 31, 2022)
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Founder Exchange Agreement among TPG Inc., Founders, and Related Entities (January 12, 2022)
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2022
Exchange Agreement among TPG Inc., TPG OpCo Holdings, and TPG Operating Group Partnerships (January 12, 2022)
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2022
Exchange Implementation Agreement among Tango Holdings, Inc. (Apollo Global Management, Inc.), APO Corp., AP Professional Holdings, BRH Holdings, and Participants
Exchange Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Sixth Amended and Restated Exchange Agreement among Blackstone Inc. and Blackstone Holdings Limited Partners
Exchange Agreements
Blackstone Group L.P.
Capital Markets
DE
2022
Aircraft Time Sharing Agreement between Intercontinental Exchange Holdings, Inc. and Warren Gardiner
Exchange Agreements
Intercontinental Exchange
Capital Markets
GA
2022
Founder Exchange Agreement among TPG Inc., Founders, and Related Entities (January 2022)
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2021
Exchange Agreement among Bakkt Holdings, Inc., Bakkt Opco Holdings, LLC, and Unitholders (October 15, 2021)
Exchange Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2021
Class C Exchange Agreement among StepStone Group Inc., StepStone Group LP, and Partnership Unitholders (September 20, 2021)
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2021
Amended Securities Exchange Agreement between VetaNova, Inc. and VitaNova Partners, LLC
Exchange Agreements
VetaNova Inc.
Capital Markets
2021
Amended Securities Exchange Agreement between VetaNova, Inc. and VitaNova Partners, LLC
Exchange Agreements
VetaNova Inc.
Capital Markets
2021
Exchange Agreement between Robinhood Markets, Inc. and Certain Stockholders (July 26, 2021)
Exchange Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021
Agreement to Exchange Membership Interest in GrowCo Partners 1, LLC for VetaNova, Inc. Common Stock
Exchange Agreements
VetaNova Inc.
Capital Markets
2021
Agreement to Exchange Membership Interest in GrowCo Partners 1, LLC for VetaNova, Inc. Common Stock
Exchange Agreements
VetaNova Inc.
Capital Markets
2021
Share Exchange Agreement between Greenpro Capital Corp and Greenpro Capital Village Sdn Bhd Shareholders
Exchange Agreements
Greenpro Capital Corp.
Capital Markets
NV
2021
Exchange Agreement between Robinhood Markets, Inc. and Certain Stockholders
Exchange Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021
Share Redemption and Exchange Agreement between Manning & Napier Capital Company, LLC and Holder (June 30, 2021)
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Share Redemption and Exchange Agreement among Manning & Napier, Inc., Manning & Napier Group, LLC, and Manning & Napier Capital Company, LLC (June 30, 2021)
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Share Redemption and Exchange Agreement between M&N Group Holdings, LLC and MNA Advisors, Inc. dated June 30, 2021
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Share Redemption and Exchange Agreement among Manning & Napier, Inc., Manning & Napier Group, LLC, and M&N Group Holdings, LLC
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Exchange Agreement among Blue Owl Capital Entities and Limited Partners dated May 19, 2021
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2021
Fifth Amended and Restated Exchange Agreement among The Blackstone Group Inc. and Blackstone Holdings Limited Partners (May 7, 2021)
Exchange Agreements
Blackstone Group L.P.
Capital Markets
DE
2021
Fifth Amended and Restated Exchange Agreement among Ares Management Corporation, Ares Operating Group Entities, and Limited Partners (April 1, 2021)
Exchange Agreements
Ares Management Corp
Capital Markets
DE
2021