Exchange Agreements in the Capital Markets Industry

176 Contracts & Agreements

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ALLIANCEBERNSTEIN HOLDING L.P. (0 contracts)
ALTIMAR ACQUISITION CORP. (3)
Apollo Global Management LLC (7)
Ares Management Corp (5)
Artisan Partners Asset Management Inc. (5)
BGC Partners, Inc. (2)
BlackRock (5)
Blackstone Group L.P. (7)
Carlyle Group L.P. (4)
Cboe Global Markets (8)
CERES TACTICAL CURRENCY L.P. (1)
Charles Schwab Corporation (1)
CME Group Inc. (6)
Cohen & Co Inc. (2)
COWEN INC. (2)
Diginex Ltd (1)
E*Trade (3)
EQUUS TOTAL RETURN, INC. (2)
Evercore (2)
Freedom Holding Corp. (1)
GlassBridge Enterprises, Inc. (1)
Greenpro Capital Corp. (8)
Hamilton Lane INC (4)
Indo Global Exchange(s) Pte, Ltd. (2)
Interactive Brokers (4)
Intercontinental Exchange (26)
KKR & Co. Inc. (7)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Manning & Napier, Inc. (6)
MEDLEY MANAGEMENT INC. (2)
Nasdaq, Inc. (3)
NATIONAL HOLDINGS CORP (2)
Och-Ziff Capital Management Group LLC (6)
P10, Inc. (1)
PJT Partners Inc. (2)
Pzena Investment Management, Inc. (1)
QUOTEMEDIA INC (1)
Robinhood Markets, Inc. (3)
SAFEGUARD SCIENTIFICS INC (4)
SIEBERT FINANCIAL CORP (2)
Silvercrest Asset Management Group Inc. (2)
StepStone Group Inc. (6)
TPG Partners, LLC (4)
Virtu Financial, Inc. (8)
VPC Impact Acquisition Holdings (3)

Recent Contracts

Registration Rights Agreement, dated as of June 5, 2024, between Intercontinental Exchange, Inc. and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo... (Intercontinental Exchange, Filed With SEC on June 5, 2024)
Class D Exchange Agreement, dated as of May 31, 2024, by and among the Company, the Partnership and the other persons and entities party thereto (StepStone Group Inc., Filed With SEC on May 31, 2024)
First Amendment to the Exchange Agreement by and among PJT Partners Inc., PJT Partners Holdings LP and the holders of partnership units from time to time party thereto, dated as... (PJT Partners Inc., Filed With SEC on February 28, 2024)
Second Amended and Restated Exchange Agreement, dated as of February 21, 2024, by and among Blue Owl Capital Inc., Blue Owl Capital Holdings LP, Blue Owl Capital Carry LP and the... (ALTIMAR ACQUISITION CORP., Filed With SEC on February 23, 2024)
First Amendment to Tax Receivable Agreement (Exchanges) (Artisan Partners Asset Management Inc., Filed With SEC on February 22, 2024)
Retirement Agreement, effective as of November 8, 2023, between Chicago Mercantile Exchange Inc. and John Pietrowicz (CME Group Inc., Filed With SEC on November 13, 2023)
Amended and Restated Exchange Agreement, dated November (TPG Partners, LLC, Filed With SEC on November 2, 2023)
Amendment No. 12 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Cboe Global Markets, Filed With SEC on August 4, 2023)
Aircraft Time Sharing Agreement dated as of April 17, 2023 between Intercontinental Exchange Holdings, Inc. and Christopher Edmonds (Intercontinental Exchange, Filed With SEC on May 4, 2023)
Employment Agreement dated February 1, 2023 between Intercontinental Exchange Holdings, Inc. and Christopher Edmonds (Intercontinental Exchange, Filed With SEC on May 4, 2023)
Retirement Agreement, effective as of March 29, 2023, between Chicago Mercantile Exchange Inc. and Sean Tully (CME Group Inc., Filed With SEC on March 30, 2023)
Amended and Restated Exchange Agreement, dated as of October 22, 2021, by and among Blue Owl Capital Inc., Blue Owl Capital Holdings LP, Blue Owl Capital Carry LP and the Blue Owl... (ALTIMAR ACQUISITION CORP., Filed With SEC on February 27, 2023)
Amendment No. 22 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Cboe Global Markets, Filed With SEC on November 4, 2022)
Amendment No. 21 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Cboe Global Markets, Filed With SEC on November 4, 2022)
Exchange Agreement, dated August 25, 2022 by and among P10, Inc., P10 Holdings Inc., P10 Intermediate Holdings LLC, and the other signatories thereto (P10, Inc., Filed With SEC on August 26, 2022)
License Agreement, dated June 29, 2012, between Standard & Poors Financial Services LLC and Chicago Mercantile Exchange Inc (CME Group Inc., Filed With SEC on August 3, 2022)
Amendment No. 20 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Cboe Global Markets, Filed With SEC on July 29, 2022)
DEBT EXCHANGE AGREEMENT (SIEBERT FINANCIAL CORP, Filed With SEC on May 23, 2022)
Amended and Restated Exchange Agreement dated May 3, 2022 by and between Bakkt Holdings, Inc. and the other parties named therein (VPC Impact Acquisition Holdings, Filed With SEC on May 4, 2022)
Amendment No. 19 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Cboe Global Markets, Filed With SEC on April 29, 2022)
Retirement Agreement, effective as of April 12, 2022, between Chicago Mercantile Exchange Inc. and Kevin Kometer (CME Group Inc., Filed With SEC on April 14, 2022)
Debt Exchange Agreement, dated March 31, 2022 (SIEBERT FINANCIAL CORP, Filed With SEC on April 6, 2022)
Founder Exchange Agreement, dated as of January 12, 2022, among David Bonderman, James G. Coulter, BondCo, Inc., CoulCo, Inc., TPG Holdings II Sub, L.P., TPG GP Advisors, Inc.,... (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Exchange Agreement, dated as of January 12, 2022, among TPG Inc., TPG OpCo Holdings, L.P., TPG Operating Group I, L.P., TPG Operating Group II, L.P., TPG Operating Group III, L.P.... (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Transition and Separation Agreement, dated as of March 14, 2022, between Intercontinental Exchange Holdings, Inc. and David S. Goone (Intercontinental Exchange, Filed With SEC on March 17, 2022)
Exchange Implementation Agreement, dated December 31, 2021, by and among Apollo Global Management, Inc. and certain other persons and certain holders of Apollo Operating Group (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Sixth Amended and Restated Exchange Agreement, dated as of February 7, 2022, among Blackstone Inc., Blackstone Holdings AI L.P., Blackstone Holdings I L.P., Blackstone Holdings II... (Blackstone Group L.P., Filed With SEC on February 25, 2022)
Aircraft Time Sharing Agreement dated as of February 2, 2022 between Intercontinental Exchange Holdings, Inc. and Warren Gardiner (Intercontinental Exchange, Filed With SEC on February 3, 2022)
Form of Founder Exchange Agreement (TPG Partners, LLC, Filed With SEC on December 23, 2021)
Transition Services Agreement dated November 10, 2021 by and between Bakkt Opco Holdings, LLC and Intercontinental Exchange Holdings, Inc (VPC Impact Acquisition Holdings, Filed With SEC on November 12, 2021)
Amendment No. 18 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Cboe Global Markets, Filed With SEC on October 29, 2021)
Exchange Agreement, dated October 15, 2021 by and among the Company, Opco and the other parties thereto (VPC Impact Acquisition Holdings, Filed With SEC on October 21, 2021)
Class C Exchange Agreement, dated as of September 20, 2021, by and among the Company, the Partnership and the other persons and entities party thereto (StepStone Group Inc., Filed With SEC on September 20, 2021)
Exchange Agreement, dated July 26, 2021 between Robinhood Markets, Inc. Baiju Bhatt, Vladimir Tenev, and certain of his related entities (Robinhood Markets, Inc., Filed With SEC on August 18, 2021)
Share Exchange Agreement (Greenpro Capital Corp., Filed With SEC on July 21, 2021)
Form of Equity Exchange Agreement between Robinhood Markets, Inc. and each of Baiju Bhatt and Vladimir Tenev (Robinhood Markets, Inc., Filed With SEC on July 19, 2021)
Form of Exchange Agreement among Robinhood Markets, Inc., Baiju Bhatt and Vladimir Tenev and certain related entities (Robinhood Markets, Inc., Filed With SEC on July 19, 2021)
Form of Share Redemption and Exchange Agreement between Manning & Napier Capital Company, LLC and unitholders of Manning & Napier Capital Company, LLC, dated June 30, 2021 (Manning & Napier, Inc., Filed With SEC on July 6, 2021)
Share Redemption and Exchange Agreement by and among Manning & Napier, Inc., Manning & Napier Group, LLC and Manning & Napier Capital Company, LLC, dated June 30, 2021 (Manning & Napier, Inc., Filed With SEC on July 6, 2021)
Share Redemption and Exchange Agreement between M&N Group Holdings, LLC and MNA Advisors, Inc., dated June 30, 2021 (Manning & Napier, Inc., Filed With SEC on July 6, 2021)