Equity Distribution Agreements in the Tobacco Industry

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Universal Corporation Restricted Stock Units Award Agreement with Participant under 2023 Stock Incentive Plan
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
VA
2025
At Market Issuance Sales Agreement between Turning Point Brands, Inc. and B. Riley Securities, Inc. and Barclays Capital Inc.
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
NY
2024
Description of Universal Corporation Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
2024
Description of Universal Corporation Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
2023
Third Amended and Restated Restricted Stock Award Agreement between Healthier Choices Management Corp. and Jeffrey E. Holman
Equity Distribution Agreements
Healthier Choices Management Corp.
Tobacco
DE
2023
Description of Universal Corporation Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
2022
Healthier Choices Management Corp. and Dr. Anthony Panariello Third Amended and Restated Restricted Stock Award Agreement
Equity Distribution Agreements
Healthier Choices Management Corp.
Tobacco
DE
2022
Third Amended and Restated Restricted Stock Award Agreement between Healthier Choices Management Corp. and Jeffrey E. Holman
Equity Distribution Agreements
Healthier Choices Management Corp.
Tobacco
DE
2022
Description of Altria Group, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Altria Group Inc
Tobacco
2022
Description of Registered Securities of Pyxus International, Inc. under Section 12 of the Exchange Act
Equity Distribution Agreements
PYXUS INTERNATIONAL, INC.
Tobacco
VA
2021
Placement Agent Agreement between 22nd Century Group, Inc. and Cowen and Company, LLC (June 7, 2021)
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
NY
2021
Description of Universal Corporation Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
2021
Altria Group, Inc. 2015 Stock Compensation Plan for Non-Employee Directors (Amended and Restated March 31, 2021)
Equity Distribution Agreements
Altria Group Inc
Tobacco
VA
2021
Third Amended and Restated Restricted Stock Award Agreement between Healthier Choices Management Corp. and Jeffrey E. Holman
Equity Distribution Agreements
Healthier Choices Management Corp.
Tobacco
DE
2021
Description of Altria Group, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Altria Group Inc
Tobacco
2021
Description of Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934 by Philip Morris International Inc.
Equity Distribution Agreements
Philip Morris International
Tobacco
VA
2021
Description of Registered Securities of Old Holdco, Inc. under Section 12 of the Exchange Act
Equity Distribution Agreements
PYXUS INTERNATIONAL, INC.
Tobacco
VA
2020
Description of Universal Corporation Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
2020
Description of Registered Securities under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Vector Group
Tobacco
DE
2020
Description of Altria Group, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Altria Group Inc
Tobacco
2020
Agreement Regarding Exchange, Put Rights, and Retention Bonuses among Panacea Life Sciences, Inc., Quintel-MC Incorporated, 22nd Century Group, Inc., and Key Employees
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
DE
2019
Call Option Transaction Confirmation between Turning Point Brands, Inc. and Dealer (ISDA Equity Derivatives)
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
2019
Capital on Demand Sales Agreement between Standard Diversified Inc. and JonesTrading Institutional Services LLC
Equity Distribution Agreements
STANDARD DIVERSIFIED INC.
Tobacco
NY
2018
Placement Agent Agreement between 22nd Century Group, Inc. and Chardan Capital Markets, LLC (October 2017)
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
NY
2017
Common Stock Sales Agreement between Turning Point Brands, Inc. and Cowen and Company, LLC
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
NY
2017
Vector Group Ltd. Nonqualified Stock Option Agreement with James B. Kirkland III
Equity Distribution Agreements
Vector Group
Tobacco
2017
Exclusive Placement Agent Agreement between 22nd Century Group, Inc. and Chardan Capital Markets, LLC (October 2016)
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
NY
2016
Placement Agent Agreement between 22nd Century Group, Inc. and Chardan Capital Markets, LLC (July 2016)
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
NY
2016
Turning Point Brands, Inc. 2015 Equity Incentive Plan
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Placement Agency Agreement between 22nd Century Group, Inc. and Chardan Capital Markets, LLC (May 28, 2015)
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
NY
2015
Vector Group Ltd. Stock Ownership Guidelines for Executives and Directors (2014)
Equity Distribution Agreements
Vector Group
Tobacco
2014
22nd Century Group, Inc. Restricted Stock Award Agreement under 2010 Equity Incentive Plan
Equity Distribution Agreements
22nd Century Group, Inc.
Tobacco
NY
2013
Altria Group, Inc. Deferred Stock Agreement under 2010 Performance Incentive Plan (Employee Form, January 29, 2013)
Equity Distribution Agreements
Altria Group Inc
Tobacco
VA
2013
Universal Corporation Restricted Stock Units Award Agreement (2011)
Equity Distribution Agreements
UNIVERSAL CORP
Tobacco
VA
2011
Philip Morris International Inc. Restricted Stock Agreement under 2008 Performance Incentive Plan (2011)
Equity Distribution Agreements
Philip Morris International
Tobacco
NY
2011
Altria Group, Inc. 2010 Performance Incentive Plan Restricted Stock Agreement (2011)
Equity Distribution Agreements
Altria Group Inc
Tobacco
VA
2011
Philip Morris International Inc. Deferred Stock Agreement under 2008 Performance Incentive Plan (2010)
Equity Distribution Agreements
Philip Morris International
Tobacco
NY
2010
Philip Morris International Inc. Restricted Stock Agreement under 2008 Performance Incentive Plan (2010)
Equity Distribution Agreements
Philip Morris International
Tobacco
NY
2010
Equity Purchase Agreement between VPR Brands, LP and DiamondRock, LLC dated February 19, 2020
Equity Distribution Agreements
VPR Brands, LP.
Tobacco
NY
2020
Healthier Choices Management Corp. Restricted Stock Award Agreement (August 13, 2018)
Equity Distribution Agreements
Healthier Choices Management Corp.
Tobacco
DE
2018