Equity Distribution Agreements in the Capital Markets Industry

73 Contracts & Agreements
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Form of Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B. Riley Securities, Inc., respectively
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
First Amendment to the Equity Distribution Agreement, dated December 4, 2024, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, Keefe, Bruyette & Woods,...
Equity Distribution Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2024
Third Amendment to the Equity Distribution Agreement, dated August 2, 2024, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC and Oaktree Fund...
Equity Distribution Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 30, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 30, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and RBC Capital Markets, LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 30, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Mizuho Securities USA LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 30, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Jefferies LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 30, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Amendment No.3, dated June 27, 2024, to Equity Distribution Agreement, dated November 3, 2021, between New Mountain Finance Corporation and B. Riley Securities, Inc. and Raymond...
Equity Distribution Agreements
New Mountain Finance Corp
Capital Markets
2024
Amendment No. 2, dated February 29, 2024, to Equity Distribution Agreement by and among Fidus Investment Corporation and Fidus Investment Advisors, LLC, on the one hand, and...
Equity Distribution Agreements
FIDUS INVESTMENT Corp
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and RBC Capital Markets, LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Mizuho Securities USA LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Jefferies LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of November 15, 2023, among Goldman Sachs BDC, Inc., Goldman Sachs Asset Management, L.P. and Truist Securities, Inc
Equity Distribution Agreements
Goldman Sachs BDC, Inc.
Capital Markets
NY
2023
Equity Distribution Agreement, dated October 6, 2023, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, Keefe, Bruyette & Woods, Inc. and Regions...
Equity Distribution Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2023
Equity Distribution Agreement, dated October 5, 2023, by and between Cohen & Company Inc. and Northland Capital Markets
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
MN
2023
Equity Distribution Agreement. Dated September 22, 2023, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management, LLC, Goldman Sachs & Co. LLC...
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Equity Distribution Agreement, dated August 11, 2023, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe, Bruyette...
Equity Distribution Agreements
Stellus Capital Investment Corp
Capital Markets
DE
2023
Amendment No. 1, dated August 11, 2023, to Equity Distribution Agreement by and among Fidus Investment Corporation and Fidus Investment Advisors, LLC, on the one hand, and Raymond...
Equity Distribution Agreements
FIDUS INVESTMENT Corp
Capital Markets
NY
2023
Second Amendment to the Equity Distribution Agreement, dated August 8, 2023, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC and Oaktree Fund...
Equity Distribution Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of July 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Mizuho Securities USA LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of July 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Jefferies LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2023
Amendment No.1, dated May 18, 2023, to Equity Distribution Agreement, dated November 3, 2021, between the Company and B. Riley Securities, Inc. and Raymond James & Associates, Inc
Equity Distribution Agreements
New Mountain Finance Corp
Capital Markets
2023
Form of Equity Distribution Agreement
Equity Distribution Agreements
Hercules Capital, Inc.
Capital Markets
MD
2023
Equity Distribution Agreement, dated as of April 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and SMBC Nikko Securities America, Inc
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of April 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of April 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2023
Amendment to the Equity Distribution Agreement, dated as of February 8, 2023, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC, Oaktree Fund...
Equity Distribution Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2023
Equity Distribution Agreement, dated November 10, 2022, by and among Fidus Investment Corporation, Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. and B. Riley...
Equity Distribution Agreements
FIDUS INVESTMENT Corp
Capital Markets
DE
2022
Amended and Restated Equity Distribution Agreement, dated August 29, 2022, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one...
Equity Distribution Agreements
Stellus Capital Investment Corp
Capital Markets
DE
2022
Equity Distribution Agreement Raymond James & Associates, Inc
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Equity Distribution Agreement JMP Securities LLC
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Form of Third Amendment, dated August 2, 2022, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B....
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Form of Third Amendment, dated August 2, 2022, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Amendment No. 1 to the Equity Distribution Agreement, dated as of July 20, 2022, by and among the Company and the several Placement Agents named in Schedule 1 to the Equity...
Equity Distribution Agreements
Newtek Business Services Corp.
Capital Markets
2022
Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and SMBC Nikko Securities America, Inc
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2022
Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2022
Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC
Equity Distribution Agreements
ARES CAPITAL CORP
Capital Markets
NY
2022
Equity Distribution Agreement, dated as of May 27, 2022
Equity Distribution Agreements
AFFILIATED MANAGERS GROUP, INC.
Capital Markets
NY
2022