Sotheby's Business Finance Contracts & Agreements
33 Contracts & Agreements
- Credit Agreements (8 contracts)
- Guaranty Agreements (2)
- Indenture Agreements (4)
- Loan Agreements (2)
- Registration Rights Agreements (1)
- Repurchase Agreements (2)
- Stock Agreements (14)
- Master Confirmation - Accelerated Stock Repurchases, dated as of December 13, 2018 between JPMorgan Chase Bank, National Association, and Sotheby's (Filed With SEC on February 28, 2019)
- Master Confirmation - Uncollared Accelerated Share Repurchase Program, dated as of September 11, 2018, between HSBC Bank USA and Sotheby's (Filed With SEC on November 1, 2018)
- Sotheby's Stock Compensation Plan for Non-Employee Directors, as amended and restated on May 7, 2015, effective May 7, 2015 (Filed With SEC on March 1, 2018)
- Indenture, dated as of December 12, 2017, for the 4.875% Senior Notes due 2025 among Sothebys, as Issuer, the Initial Subsidiary Guarantors Party thereto and U.S. Bank National... (Filed With SEC on December 12, 2017)
- FIRST AMENDMENT TO LOAN AGREEMENT AND GUARANTY OF RECOURSE CARVEOUTS Dated as of June 21, 2017 Between 1334 YORK, LLC, as Borrower, and SOTHEBYS, as Guarantor and HSBC BANK USA,... (Filed With SEC on June 21, 2017)
- FOURTH AMENDED AND RESTATED SOTHEBYS RESTRICTED STOCK UNIT PLAN Effective as of February 7, 2017 (Filed With SEC on February 27, 2017)
- SHARE REPURCHASE AGREEMENT (Filed With SEC on October 4, 2016)
- AMENDMENT NO. 1 TO AMENDED AND RESTATED AUCTION GUARANTY SIDE LETTER (Filed With SEC on November 9, 2015)
- AMENDMENT NO. 1 TO AMENDED AND RESTATED AUCTION CREDIT AGREEMENT AND AMENDED AND RESTATED SFS CREDIT AGREEMENT (Filed With SEC on August 7, 2015)
- GUARANTY OF RECOURSE CARVEOUTS (Filed With SEC on July 6, 2015)
- LOAN AGREEMENT Dated as of July 1, 2015 Between 1334 YORK, LLC, as Borrower and HSBC BANK USA, NATIONAL ASSOCIATION, as Agent, THE LENDERS NAMED HEREIN, as Lenders, and HSBC BANK... (Filed With SEC on July 6, 2015)
- RESTRICTED STOCK AGREEMENT (Filed With SEC on May 11, 2015)
- RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on May 11, 2015)
- SOTHEBY'S RESTRICTED STOCK UNIT PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 2, 2015)
- FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED SOTHEBYS RESTRICTED STOCK UNIT PLAN (Filed With SEC on March 2, 2015)
- SOTHEBY'S RESTRICTED STOCK UNIT PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 2, 2015)
- AMENDMENT NO. 6 TO CREDIT AGREEMENT (Filed With SEC on November 8, 2012)
- CONSENT AND AMENDMENT NO. 5 TO CREDIT AGREEMENT (Filed With SEC on November 8, 2012)
- SOTHEBYS, as Issuer and THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of September 27, 2012 5.25% SeniorNotes due... (Filed With SEC on September 27, 2012)
- SECOND AMENDMENT TO THE AMENDED AND RESTATED SOTHEBYS 1998 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on May 11, 2010)
- AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on March 1, 2010)
- AMENDMENT NO. 8 TO THE AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 6, 2008 (Filed With SEC on November 10, 2008)
- AMENDMENT NO. 7 TO THE AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on November 10, 2008)
- REGISTRATION RIGHTS AGREEMENT by and among Sothebys, Sothebys, Inc., Sothebys.com LLC, Sothebys Fine Art Holdings, Inc., Sothebys Financial Services, Inc., Sothebys Financial... (Filed With SEC on August 6, 2008)
- SOTHEBYS, as Issuer and THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee ______________ Indenture Dated as of June 17, 2008... (Filed With SEC on August 6, 2008)
- SOTHEBYS as Issuer AND THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO AND U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of June 17, 2008 3.125% Convertible Senior... (Filed With SEC on August 6, 2008)
- CONSENT AND AMENDMENT NO. 5 TO THE AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on February 27, 2008)
- FIRST AMENDMENT TO SOTHEBYS STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on February 27, 2008)
- FORM OF SOTHEBY'S AMENDED AND RESTATED RESTRICTED STOCK PLAN RESTRICTED STOCK ENTITLEMENT AGREEMENT (Filed With SEC on August 9, 2007)
- FORM OF SOTHEBY'S AMENDED AND RESTATED RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on August 9, 2007)
- FIRST AMENDMENT TO SOTHEBY'S AMENDED AND RESTATED RESTRICTED STOCK PLAN (Filed With SEC on August 9, 2007)
- SOTHEBYS 1998 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (As Amended And Restated Effective May 7, 2007) (Filed With SEC on May 11, 2007)
- AMENDMENT NO. 3 TO THE AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 8, 2007)
