Sidoti & Company, Inc. Business Finance Contracts & Agreements

13 Contracts & Agreements
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Filed
Promissory Note between Sidoti Holding Company, LLC and Gary Jacobs (August 2015)
Note Agreements
Sidoti & Company, Inc.
NY
2015
Contribution and Exchange Agreement between Sidoti & Company, Inc. and SHC LLC Unitholders
Contribution Agreements
Sidoti & Company, Inc.
DE
2015
Subscription Agreement between Sidoti & Company, Inc. and Stifel Venture Corp.
Subscription Agreements
Sidoti & Company, Inc.
DE
2015
Escrow Agreement among Sidoti & Company, Inc., WR Hambrecht + Co., LLC, and American Stock Transfer & Trust Company, LLC
Escrow Agreements
Sidoti & Company, Inc.
NY
2014
Contribution and Exchange Agreement between Sidoti & Company, Inc. and SHC LLC Unitholders
Contribution Agreements
Sidoti & Company, Inc.
DE
2014
Sidoti & Company, Inc. Underwriting Agreement with W.R. Hambrecht + Co., LLC for Initial Public Offering of Common Stock
Underwriting Agreements
Sidoti & Company, Inc.
NY
2015
Sidoti & Company, Inc. Underwriting Agreement with W.R. Hambrecht + Co., LLC for Initial Public Offering of Common Stock
Underwriting Agreements
Sidoti & Company, Inc.
NY
2015
Fee Waiver Agreement between Sidoti Capital Management, LLC and Sidoti Micro Cap Fund, LP
Waiver Agreements
Sidoti & Company, Inc.
2015
Fee Waiver Agreement between Sidoti Micro Cap GP, LLC and Sidoti Micro Cap Fund, LP
Waiver Agreements
Sidoti & Company, Inc.
2015
Master Letter of Credit Agreement (Secured) between TD Bank, N.A. and Sidoti & Company, LLC
Credit Agreements
Sidoti & Company, Inc.
NY
2015
Registration Rights Agreement between Sidoti & Company, Inc. and Stifel Venture Corp. dated January 9, 2015
Registration Rights Agreements
Sidoti & Company, Inc.
NY
2015
Sidoti & Company, Inc. Registration Rights Agreement with Covered Persons (2015)
Registration Rights Agreements
Sidoti & Company, Inc.
NY
2014
Loan and Security Agreement between Sidoti & Company, LLC and TD Bank, N.A. dated February 28, 2013
Loan Agreements
Sidoti & Company, Inc.
NY
2014