SARATOGA INVESTMENT CORP. Business Finance Contracts & Agreements

48 Contracts & Agreements
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Amendment No. 4 to Equity Distribution Agreement by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research &...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2024
Amendment No. 3 to Equity Distribution Agreement by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research &...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Amendment No. 2 to Equity Distribution Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., and Compass Point Research &...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Description of Registered Securities of Saratoga Investment Corp as of February 28, 2023
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
MD
2023
Fifteenth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, N.A. (as Trustee) Dated April 14, 2023
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Underwriting Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc. (April 11, 2023)
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2023
Eleventh Supplemental Indenture for 7.00% Notes Due 2025 between Saratoga Investment Corp. and U.S. Bank Trust Company, N.A.
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Seventh Supplemental Indenture for 6.25% Notes Due 2027 between Saratoga Investment Corp. and U.S. Bank National Association
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Fifth Supplemental Indenture for 7.75% Notes Due 2025 between Saratoga Investment Corp. and U.S. Bank National Association
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Thirteenth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association, as Trustee, dated December 13, 2022
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, and Ladenburg Thalmann & Co. Inc. (December 5, 2022)
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Twelfth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, N.A. (as Trustee) dated October 27, 2022
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc. (October 19, 2022)
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Purchase Agreement for 6.00% Notes Due 2027 by Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc.
Purchase Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
Tenth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association, as Trustee (6.00% Notes due 2027)
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement for Saratoga Investment Corp. 6.00% Notes Due 2027 with Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Ninth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association (4.35% Notes Due 2027)
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Raymond James & Associates, Inc. (January 13, 2022)
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
Equity Distribution Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., and Compass Point Research & Trading, LLC dated...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Underwriting Agreement for $125,000,000 4.375% Notes Due 2026 by Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Raymond James & Associates, Inc.
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Eighth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association (March 10, 2021)
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2021
Underwriting Agreement for $50,000,000 4.375% Notes due 2026 by Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Raymond James & Associates, Inc.
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Amended and Restated Investment Management Agreement between Saratoga Investment Corp. CLO 2013-1, Ltd. and Saratoga Investment Corp.
Investment Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Amendment No. 5 to Credit, Security and Management Agreement among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Madison Capital...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Fourth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association (June 24, 2020)
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Underwriting Agreement for $37,500,000 7.25% Senior Notes Due 2025 by Saratoga Investment Corp. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2020
Amendment No. 4 to Credit, Security and Management Agreement by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Madison...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Amendment No. 5 to Equity Distribution Agreement among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Agents
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2019
Amendment No. 3 to Credit, Security and Management Agreement among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Madison Capital...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2017
Amendment No. 2 to Credit, Security and Management Agreement among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Madison Capital...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2014
Credit, Security and Management Agreement among GSC Investment Funding LLC, GSC Investment Corp., Saratoga Investment Advisors LLC, Lenders, Madison Capital Funding LLC, and U.S....
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
Registration Rights Agreement among GSC Investment Corp. and Investors (July 30, 2010)
Registration Rights Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
Stock Purchase Agreement among GSC Investment Corp., Saratoga Investment Advisors, LLC, and CLO Partners LLC (April 14, 2010)
Purchase Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
Stock Purchase Agreement among GSC Investment Corp., Saratoga Investment Advisors, LLC, and CLO Partners LLC (April 14, 2010)
Stock Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
DE
2010
Second Supplemental Note Purchase Agreement between Saratoga Investment Corp. and The HCM Master Fund Limited (September 8, 2022)
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
First Supplemental Note Purchase Agreement between Saratoga Investment Corp. and The HCM Master Fund Limited (January 28, 2021)
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Note Purchase Agreement between Saratoga Investment Corp. and Purchaser dated July 9, 2020
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
Description of Common Stock and Governance Provisions of Saratoga Investment Corp.
Stock Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Agreement to Waive Reimbursement Rights Under Administration Agreement Between GSC Investment Corp. and GSCP (NJ), L.P.
Waiver Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
Agreement to Waive Reimbursement Rights Under Administration Agreement Between GSC Investment Corp. and GSCP (NJ), L.P.
Waiver Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2009