SARATOGA INVESTMENT CORP. Business Finance Contracts & Agreements

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Amendment No. 3, dated July 19, 2023, to Equity Distribution Agreement, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc.,...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Amendment No. 2, dated July 10, 2023, to Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Fifteenth Supplemental Indenture by and between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National...
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Underwriting Agreement, dated April 11, 2023, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc. as representative of the...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2023
Eleventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.00% Notes due 2025
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Seventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 6.25% Notes due 2027
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Fifth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 7.75% Notes due 2025
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Thirteenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as...
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated December 5, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Twelfth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated October 19, 2022, by and among the Company, the Adviser, and Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Second Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated September 8, 2022
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
First Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated January 28, 2021
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated July 9, 2020
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
Purchase Agreement, dated as of August 11, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., as referral agent, and...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
Tenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National Association), as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated April 19, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Ninth Supplemental Indenture, dated as of January 19, 2022, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated as of January 13, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
Saratoga Senior Loan Fund I JV LLC Limited Liability Company Agreement, dated October 26, 2021, by and between Saratoga Investment Corp. and TJHA JV I LLC
Loan Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
DE
2021
Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp. and Saratoga Investment Advisors, LLC, on the one hand, and Ladenburg Thalmann & Co....
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Underwriting Agreement, dated as of July 15, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Eighth Supplemental Indenture, dated as of March 10, 2021, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2021
Underwriting Agreement, dated as of March 3, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Amendment No. 5 to Credit, Security and Management Agreement, dated September 14, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Fourth Supplemental Indenture by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Underwriting Agreement, dated June 17, 2020, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule I...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2020
Amendment No. 4 to Credit, Security and Management Agreement, dated April 24, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Amendment No. 5, dated October 10, 2019, to the Equity Distribution Agreement, dated March 16, 2017, as amended, by and among Saratoga Investment Corp., Saratoga Investment...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2019
AMENDMENT NO. 3 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2017
AMENDMENT NO. 2 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2014
Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among GSC INVESTMENT CORP., SARATOGA INVESTMENT ADVISORS, LLC and CLO PARTNERS LLC dated as of April 14, 2010 TABLE OF CONTENTS
Stock Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
DE
2010
EX-10.5: AMENDMENT TO THE CONTRIBUTION AND EXCHANGE AGREEMENT
Exchange Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2008
ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2007
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2007
Up to $130,000,000 CREDIT AGREEMENT Dated as of April 11, 2007 Among GSC INVESTMENT FUNDING LLC as the Borrower GSC INVESTMENT CORP. as the Performance Guarantor GSCP (NJ), L.P....
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2007
PURCHASE AND SALE AGREEMENT Dated as of April 11, 2007 Between GSC INVESTMENT FUNDING LLC as Buyer and GSC INVESTMENT CORP. as Seller TABLE OF CONTENTS
Purchase Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2007