SARATOGA INVESTMENT CORP. Business Finance Contracts & Agreements
37 Contracts & Agreements
- Assignment Agreements (1 contract)
- Credit Agreements (6)
- Equity Distribution Agreements (4)
- Exchange Agreements (1)
- Indenture Agreements (10)
- Loan Agreements (1)
- Note Agreements (3)
- Purchase Agreements (1)
- Registration Rights Agreements (1)
- Stock Agreements (1)
- Underwriting Agreements (8)
- Amendment No. 3, dated July 19, 2023, to Equity Distribution Agreement, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc.,... (Filed With SEC on July 19, 2023)
- Amendment No. 2, dated July 10, 2023, to Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg... (Filed With SEC on July 10, 2023)
- Underwriting Agreement, dated April 11, 2023, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc. as representative of the... (Filed With SEC on April 14, 2023)
- Eleventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.00% Notes due 2025 (Filed With SEC on January 10, 2023)
- Seventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 6.25% Notes due 2027 (Filed With SEC on January 10, 2023)
- Fifth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 7.75% Notes due 2025 (Filed With SEC on January 10, 2023)
- Thirteenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as... (Filed With SEC on December 13, 2022)
- Underwriting Agreement, dated December 5, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in... (Filed With SEC on December 6, 2022)
- Twelfth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (Filed With SEC on October 27, 2022)
- Underwriting Agreement, dated October 19, 2022, by and among the Company, the Adviser, and Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in... (Filed With SEC on October 20, 2022)
- Second Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated September 8, 2022 (Filed With SEC on October 4, 2022)
- First Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated January 28, 2021 (Filed With SEC on October 4, 2022)
- Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated July 9, 2020 (Filed With SEC on October 4, 2022)
- Purchase Agreement, dated as of August 11, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., as referral agent, and... (Filed With SEC on August 15, 2022)
- Tenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National Association), as trustee (Filed With SEC on April 27, 2022)
- Underwriting Agreement, dated April 19, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule... (Filed With SEC on April 20, 2022)
- Ninth Supplemental Indenture, dated as of January 19, 2022, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee (Filed With SEC on January 19, 2022)
- Underwriting Agreement, dated as of January 13, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc (Filed With SEC on January 19, 2022)
- Saratoga Senior Loan Fund I JV LLC Limited Liability Company Agreement, dated October 26, 2021, by and between Saratoga Investment Corp. and TJHA JV I LLC (Filed With SEC on October 28, 2021)
- Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp. and Saratoga Investment Advisors, LLC, on the one hand, and Ladenburg Thalmann & Co.... (Filed With SEC on August 2, 2021)
- Underwriting Agreement, dated as of July 15, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc (Filed With SEC on July 20, 2021)
- Eighth Supplemental Indenture, dated as of March 10, 2021, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee (Filed With SEC on March 10, 2021)
- Underwriting Agreement, dated as of March 3, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc (Filed With SEC on March 5, 2021)
- Amendment No. 5 to Credit, Security and Management Agreement, dated September 14, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga... (Filed With SEC on September 17, 2020)
- Fourth Supplemental Indenture by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on June 24, 2020)
- Underwriting Agreement, dated June 17, 2020, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule I... (Filed With SEC on June 23, 2020)
- Amendment No. 4 to Credit, Security and Management Agreement, dated April 24, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment... (Filed With SEC on April 29, 2020)
- Amendment No. 5, dated October 10, 2019, to the Equity Distribution Agreement, dated March 16, 2017, as amended, by and among Saratoga Investment Corp., Saratoga Investment... (Filed With SEC on October 10, 2019)
- AMENDMENT NO. 3 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT (Filed With SEC on May 18, 2017)
- AMENDMENT NO. 2 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT (Filed With SEC on September 18, 2014)
- Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among GSC INVESTMENT CORP., SARATOGA INVESTMENT ADVISORS, LLC and CLO PARTNERS LLC dated as of April 14, 2010 TABLE OF CONTENTS (Filed With SEC on April 14, 2010)
- EX-10.5: AMENDMENT TO THE CONTRIBUTION AND EXCHANGE AGREEMENT (Filed With SEC on May 23, 2008)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on July 13, 2007)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 13, 2007)
- Up to $130,000,000 CREDIT AGREEMENT Dated as of April 11, 2007 Among GSC INVESTMENT FUNDING LLC as the Borrower GSC INVESTMENT CORP. as the Performance Guarantor GSCP (NJ), L.P.... (Filed With SEC on April 16, 2007)
- PURCHASE AND SALE AGREEMENT Dated as of April 11, 2007 Between GSC INVESTMENT FUNDING LLC as Buyer and GSC INVESTMENT CORP. as Seller TABLE OF CONTENTS (Filed With SEC on April 16, 2007)
- Fifteenth Supplemental Indenture by and between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National... (Filed With SEC on April 14, 2023)
