PENSON WORLDWIDE INC Business Finance Contracts & Agreements
33 Contracts & Agreements
- Credit Agreements (11 contracts)
- Exchange Agreements (1)
- Guaranty Agreements (2)
- Investor Rights Agreements (1)
- Loan Agreements (3)
- Note Agreements (4)
- Purchase Agreements (6)
- Registration Rights Agreements (1)
- Share Agreements (1)
- Stock Agreements (2)
- Underwriting Agreements (1)
- CREDIT AGREEMENT dated as of June 5, 2012 between APEXCLEARING CORPORATION, as the Borrower and PENSON FINANCIAL SERVICES, INC., as the Lender TABLE OF CONTENTS (Filed With SEC on June 7, 2012)
- ASSET PURCHASE AGREEMENT BETWEEN PENSON FINANCIAL SERVICES, INC. AND KNIGHT EXECUTION & CLEARING SERVICES LLC MAY 28, 2012 TABLE OF CONTENTS (Filed With SEC on June 6, 2012)
- ASSET PURCHASE AGREEMENT AMONG PNK (SA), LLC, SAI HOLDINGS, INC., SAMCO CAPITAL MARKETS, INC., AND (Solely for the purpose of Section 2.3) PENSON WORLDWIDE, INC. DATED ASOF April... (Filed With SEC on April 26, 2012)
- SHARE PURCHASE AGREEMENT BETWEEN PERSHING GROUP, LLC AND PENSON WORLDWIDE, INC. November 22, 2011 (Filed With SEC on March 15, 2012)
- AMENDED AND RESTATED SELLER NOTE (Filed With SEC on March 15, 2012)
- NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on March 15, 2012)
- NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on March 15, 2012)
- [FACE OF NOTE] (Filed With SEC on May 7, 2010)
- [FORM OF FACE OF NOTE] (Filed With SEC on June 5, 2009)
- THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 18, 2008)
- SEVENTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on July 25, 2008)
- Sixth Amendment to Credit Agreement (Filed With SEC on March 14, 2008)
- Fifth Amendment to the Credit Agreement (Filed With SEC on November 13, 2007)
- Fourth Amendment to Credit Agreement (Filed With SEC on August 14, 2007)
- THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 11, 2007)
- Letter Agreement Amending the Purchase Agreement (Filed With SEC on February 16, 2007)
- Second Amendment to the Credit Agreement (Filed With SEC on February 16, 2007)
- UNCONDITIONAL GUARANTY AGREEMENT (Filed With SEC on November 21, 2006)
- UNCONDITIONAL GUARANTY AGREEMENT (Filed With SEC on November 21, 2006)
- REGISTRATION RIGHTS AGREEMENT by and between PENSON WORLDWIDE, INC. and SCHONFELD SECURITIES, LLC dated as of November 20, 2006 (Filed With SEC on November 21, 2006)
- ASSET PURCHASE AGREEMENT (Filed With SEC on November 21, 2006)
- PURCHASE AGREEMENT (Filed With SEC on November 7, 2006)
- FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on October 3, 2006)
- Credit Agreement (Filed With SEC on August 11, 2006)
- Form of Underwriting Agreement (Filed With SEC on May 9, 2006)
- 2005 Employee Stock Purchase Plan (Filed With SEC on April 24, 2006)
- Specimen Certificate for Shares of Common Stock (Filed With SEC on April 24, 2006)
- Promissory Note (Filed With SEC on March 21, 2006)
- Amendment to Amended and Restated Loan Agreement (Filed With SEC on March 21, 2006)
- Asset Purchase Agreement (Filed With SEC on March 21, 2006)
- Fourteenth Amendment to Amended & Restated Loan Agreement (Filed With SEC on October 19, 2005)
- Amended & Restated Investors' Rights Agreement (Filed With SEC on October 19, 2005)
- Thirteenth Amendment to Amended/Restated Loan Agreement (Filed With SEC on September 23, 2005)
