PENSON WORLDWIDE INC Business Finance Contracts & Agreements

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CREDIT AGREEMENT dated as of June 5, 2012 between APEXCLEARING CORPORATION, as the Borrower and PENSON FINANCIAL SERVICES, INC., as the Lender TABLE OF CONTENTS
Credit Agreements
PENSON WORLDWIDE INC
NC
2012
ASSET PURCHASE AGREEMENT BETWEEN PENSON FINANCIAL SERVICES, INC. AND KNIGHT EXECUTION & CLEARING SERVICES LLC MAY 28, 2012 TABLE OF CONTENTS
Purchase Agreements
PENSON WORLDWIDE INC
NC
2012
ASSET PURCHASE AGREEMENT AMONG PNK (SA), LLC, SAI HOLDINGS, INC., SAMCO CAPITAL MARKETS, INC., AND (Solely for the purpose of Section 2.3) PENSON WORLDWIDE, INC. DATED ASOF April...
Purchase Agreements
PENSON WORLDWIDE INC
TX
2012
SHARE PURCHASE AGREEMENT BETWEEN PERSHING GROUP, LLC AND PENSON WORLDWIDE, INC. November 22, 2011
Share Agreements
PENSON WORLDWIDE INC
NY
2012
AMENDED AND RESTATED SELLER NOTE
Note Agreements
PENSON WORLDWIDE INC
NY
2012
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
PENSON WORLDWIDE INC
2012
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Credit Agreements
PENSON WORLDWIDE INC
TX
2012
[FACE OF NOTE]
Note Agreements
PENSON WORLDWIDE INC
NY
2010
[FORM OF FACE OF NOTE]
Note Agreements
PENSON WORLDWIDE INC
DE
2009
THIRD AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
PENSON WORLDWIDE INC
TX
2008
SEVENTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
PENSON WORLDWIDE INC
TX
2008
Sixth Amendment to Credit Agreement
Credit Agreements
PENSON WORLDWIDE INC
TX
2008
Fifth Amendment to the Credit Agreement
Credit Agreements
PENSON WORLDWIDE INC
TX
2007
Fourth Amendment to Credit Agreement
Credit Agreements
PENSON WORLDWIDE INC
TX
2007
THIRD AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
PENSON WORLDWIDE INC
TX
2007
Letter Agreement Amending the Purchase Agreement
Purchase Agreements
PENSON WORLDWIDE INC
2007
Second Amendment to the Credit Agreement
Credit Agreements
PENSON WORLDWIDE INC
TX
2007
UNCONDITIONAL GUARANTY AGREEMENT
Guaranty Agreements
PENSON WORLDWIDE INC
NY
2006
UNCONDITIONAL GUARANTY AGREEMENT
Guaranty Agreements
PENSON WORLDWIDE INC
2006
REGISTRATION RIGHTS AGREEMENT by and between PENSON WORLDWIDE, INC. and SCHONFELD SECURITIES, LLC dated as of November 20, 2006
Registration Rights Agreements
PENSON WORLDWIDE INC
TX
2006
ASSET PURCHASE AGREEMENT
Purchase Agreements
PENSON WORLDWIDE INC
NY
2006
PURCHASE AGREEMENT
Purchase Agreements
PENSON WORLDWIDE INC
TX
2006
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
PENSON WORLDWIDE INC
TX
2006
Credit Agreement
Credit Agreements
PENSON WORLDWIDE INC
NY
2006
Form of Underwriting Agreement
Underwriting Agreements
PENSON WORLDWIDE INC
NY
2006
2005 Employee Stock Purchase Plan
Stock Agreements
PENSON WORLDWIDE INC
2006
Specimen Certificate for Shares of Common Stock
Stock Agreements
PENSON WORLDWIDE INC
2006
Promissory Note
Note Agreements
PENSON WORLDWIDE INC
2006
Amendment to Amended and Restated Loan Agreement
Loan Agreements
PENSON WORLDWIDE INC
TX
2006
Asset Purchase Agreement
Purchase Agreements
PENSON WORLDWIDE INC
NY
2006
Fourteenth Amendment to Amended & Restated Loan Agreement
Loan Agreements
PENSON WORLDWIDE INC
TX
2005
Amended & Restated Investors' Rights Agreement
Investor Rights Agreements
PENSON WORLDWIDE INC
NC
2005
Thirteenth Amendment to Amended/Restated Loan Agreement
Loan Agreements
PENSON WORLDWIDE INC
TX
2005