NUVEEN INVESTMENTS INC Business Finance Contracts & Agreements

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Filed
Incremental Second-Lien Term Loan Agreement among Deutsche Bank AG New York Branch, Windy City Investments, Inc., and Nuveen Investments, Inc. dated August 11, 2009
Credit Agreements
NUVEEN INVESTMENTS INC
2009
Nuveen Investments, Inc. Restricted Stock Unit Agreement for Directors
Equity Distribution Agreements
NUVEEN INVESTMENTS INC
IL
2007
Non-Qualified Stock Option Agreement – Restrictive Covenants (Nondisclosure, Non-Competition, and Nonsolicitation)
Warrant Agreements
NUVEEN INVESTMENTS INC
2006
Nuveen Investments, Inc. Non-Qualified Stock Option Agreement under 2005 Equity Incentive Plan
Warrant Agreements
NUVEEN INVESTMENTS INC
DE
2006
Nuveen Investments, Inc. Restricted Stock Award Agreement under 2005 Equity Incentive Plan
Equity Distribution Agreements
NUVEEN INVESTMENTS INC
2006
Amendment and Award Agreement between Nuveen Investments, Inc. and Timothy R. Schwertfeger
Modification Agreements
NUVEEN INVESTMENTS INC
2006
Credit Agreement among Nuveen Investments, Inc., Bank of America, N.A., Citibank, N.A., and Other Lenders (September 30, 2005)
Credit Agreements
NUVEEN INVESTMENTS INC
DE
2005
First Supplemental Indenture between Nuveen Investments, Inc. and The Bank of New York Trust Company, N.A. (September 12, 2005)
Indenture Agreements
NUVEEN INVESTMENTS INC
IL
2005
Indenture Agreement between Nuveen Investments, Inc. and The Bank of New York Trust Company, N.A. dated September 12, 2005
Indenture Agreements
NUVEEN INVESTMENTS INC
NY
2005
Nuveen Investments, Inc. $550,000,000 Senior Notes Underwriting Agreement with Underwriters (2005)
Underwriting Agreements
NUVEEN INVESTMENTS INC
DE
2005
Underwriting Agreement for Sale of Nuveen Investments, Inc. Class A Common Stock by St. Paul Travelers Companies, Inc. and St. Paul Fire and Marine Insurance Company to...
Underwriting Agreements
NUVEEN INVESTMENTS INC
DE
2005
First Amendment and Waiver to 3-Year Revolving Credit Agreement among Nuveen Investments, Inc. and Lenders
Credit Agreements
NUVEEN INVESTMENTS INC
IL
2005
Bridge Credit Agreement among Nuveen Investments, Inc., Various Financial Institutions, and Citicorp North America, Inc. (April 1, 2005)
Credit Agreements
NUVEEN INVESTMENTS INC
DE
2005
Repurchase Agreement between Nuveen Investments, Inc. and The St. Paul Travelers Companies, Inc. dated March 29, 2005
Repurchase Agreements
NUVEEN INVESTMENTS INC
NY
2005
Description of Investment Management Agreements by Registered Investment Adviser Subsidiaries
Investment Agreements
NUVEEN INVESTMENTS INC
2005
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Symphony Asset Management LLC
Investment Agreements
NUVEEN INVESTMENTS INC
CA
2004
Investment Management Agreement between Nuveen Floating Rate Income Fund and Nuveen Institutional Advisory Corp.
Investment Agreements
NUVEEN INVESTMENTS INC
2004
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Symphony Asset Management LLC
Investment Agreements
NUVEEN INVESTMENTS INC
CA
2004
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and NWQ Investment Management Company, LLC
Investment Agreements
NUVEEN INVESTMENTS INC
DE
2004
Investment Management Agreement between Nuveen Municipal High Income Opportunity Fund and Nuveen Advisory Corp.
Investment Agreements
NUVEEN INVESTMENTS INC
2004
Nuveen Investments, Inc. $300,000,000 4.22% Senior Notes Due 2008 Note Purchase Agreement
Note Agreements
NUVEEN INVESTMENTS INC
NY
2003
364-Day Credit Agreement among Nuveen Investments, Inc. and Bank of America, N.A. et al. (August 7, 2003)
Credit Agreements
NUVEEN INVESTMENTS INC
DE
2003
3-Year Credit Agreement among Nuveen Investments, Inc. and Bank of America, N.A. (Administrative Agent)
Credit Agreements
NUVEEN INVESTMENTS INC
DE
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Wellington Management Company, LLP
Investment Agreements
NUVEEN INVESTMENTS INC
MA
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Security Capital Research & Management Incorporated
Investment Agreements
NUVEEN INVESTMENTS INC
DE
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and NWQ Investment Management Company, LLC
Investment Agreements
NUVEEN INVESTMENTS INC
DE
2003
Addendum No. 1 to Revolving Loan Agreement between The St. Paul Companies, Inc. and Nuveen Investments, Inc.
Loan Agreements
NUVEEN INVESTMENTS INC
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Froley, Revy Investment Co., Inc.
Investment Agreements
NUVEEN INVESTMENTS INC
CA
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Spectrum Asset Management, Inc.
Investment Agreements
NUVEEN INVESTMENTS INC
CT
2003
Amendment to Acquisition Agreement among Nuveen Investments, Inc., Barra, Inc., Maestro, LLC, and Others (February 1, 2003)
Modification Agreements
NUVEEN INVESTMENTS INC
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Froley, Revy Investment Co., Inc.
Investment Agreements
NUVEEN INVESTMENTS INC
CA
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Spectrum Asset Management, Inc.
Investment Agreements
NUVEEN INVESTMENTS INC
CT
2003
Investment Management Agreement between Nuveen Preferred and Convertible Income Fund and Nuveen Institutional Advisory Corp.
Investment Agreements
NUVEEN INVESTMENTS INC
2003
Investment Management Agreement between Nuveen Quality Preferred Income Fund 3 and Nuveen Institutional Advisory Corp.
Investment Agreements
NUVEEN INVESTMENTS INC
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Symphony Asset Management LLC
Investment Agreements
NUVEEN INVESTMENTS INC
CA
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and NWQ Investment Management, LLC (October 4, 2002)
Investment Agreements
NUVEEN INVESTMENTS INC
DE
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and NWQ Investment Management Company, LLC
Investment Agreements
NUVEEN INVESTMENTS INC
DE
2003
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and NWQ Investment Management Company, LLC
Investment Agreements
NUVEEN INVESTMENTS INC
DE
2002
Investment Sub-Advisory Agreement between Nuveen Institutional Advisory Corp. and Spectrum Asset Management Inc. (August 1, 2002)
Investment Agreements
NUVEEN INVESTMENTS INC
CT
2002
Investment Management Agreement between Nuveen Quality Preferred Income Fund 2 and Nuveen Institutional Advisory Corp.
Investment Agreements
NUVEEN INVESTMENTS INC
2002