New York Mortgage Trust, Inc. Business Finance Contracts & Agreements

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First Supplemental Indenture to 5.75% Senior Notes Due 2026 between New York Mortgage Trust, Inc. and UMB Bank, N.A.
Indenture Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2025
Equity Distribution Agreement between New York Mortgage Trust, Inc. and JonesTrading Institutional Services LLC (June 13, 2025)
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2025
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2025
Underwriting Agreement for $75,000,000 9.125% Senior Notes due 2030 between New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2025
Underwriting Agreement for $60,000,000 9.125% Senior Notes due 2029 between New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2024
New York Mortgage Trust, Inc. Stock Award Agreement under 2017 Equity Incentive Plan
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2024
Description of Registered Securities under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2024
New York Mortgage Trust, Inc. Stock Award Agreement under 2017 Equity Incentive Plan
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2023
Description of Registered Securities under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2023
Amendment No. 3 to Equity Distribution Agreement between New York Mortgage Trust, Inc. and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2022
New York Mortgage Trust, Inc. Form of Stock Award Agreement under 2017 Equity Incentive Plan
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2022
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 by [Company Name]
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2022
Underwriting Agreement for 3,000,000 Shares of 7.000% Series G Cumulative Redeemable Preferred Stock by New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Amendment No. 2 to Equity Distribution Agreement between New York Mortgage Trust, Inc. and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2021
Equity Distribution Agreement between New York Mortgage Trust, Inc. and B. Riley Securities, Inc. (August 10, 2021)
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Underwriting Agreement for 5,000,000 Shares of 6.875% Series F Preferred Stock between New York Mortgage Trust, Inc. and Raymond James & Associates, Inc.
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Registration Rights Agreement between New York Mortgage Trust, Inc. and Purchasers of 5.75% Senior Unsecured Notes due 2026
Registration Rights Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Indenture Agreement for 5.75% Senior Notes due 2026 between New York Mortgage Trust, Inc. and UMB Bank National Association
Indenture Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
New York Mortgage Trust, Inc. Form of Stock Award Agreement (2020)
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2020
Description of Registered Securities under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2020
Underwriting Agreement for 44,000,000 Shares of Common Stock between New York Mortgage Trust, Inc. and Underwriters (Morgan Stanley, J.P. Morgan, UBS)
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2020
Underwriting Agreement for 30,000,000 Shares of Common Stock – New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2020
Amendment No. 1 to Equity Distribution Agreement between New York Mortgage Trust, Inc. and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2019
Underwriting Agreement between New York Mortgage Trust, Inc. and Morgan Stanley & Co. LLC for Public Offering of Common Stock
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement for 7.875% Series E Preferred Stock between New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement for 25,000,000 Shares of Common Stock by New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement for 20,000,000 Shares of Common Stock by New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement between New York Mortgage Trust, Inc. and Morgan Stanley & Co. LLC (May 8, 2019)
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Equity Distribution Agreement between New York Mortgage Trust, Inc. and JonesTrading Institutional Services LLC (March 29, 2019)
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement between New York Mortgage Trust, Inc. and Morgan Stanley & Co. LLC for 15,000,000 Shares of Common Stock (February 26, 2019)
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement for Public Offering of Common Stock by New York Mortgage Trust, Inc. and Underwriters (Morgan Stanley & Co. LLC, Credit Suisse Securities (USA) LLC)
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement for 12,500,000 Shares of Common Stock – New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2018
Amendment No. 1 to Equity Distribution Agreement between New York Mortgage Trust, Inc. and Credit Suisse Securities (USA) LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2018
Underwriting Agreement for 12,500,000 Shares of Common Stock by New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2018
Underwriting Agreement for 8.00% Series D Preferred Stock between New York Mortgage Trust, Inc. and Underwriters
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
Equity Distribution Agreement between New York Mortgage Trust, Inc. and Credit Suisse Securities (USA) LLC (August 10, 2017)
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2017
First Supplemental Indenture to Indenture for 6.25% Senior Convertible Notes due 2022 between New York Mortgage Trust, Inc. and U.S. Bank National Association
Indenture Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2017
Base Indenture for Debt Securities between New York Mortgage Trust, Inc. and U.S. Bank National Association, Trustee (January 23, 2017)
Indenture Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
Underwriting Agreement for $120,000,000 6.25% Senior Convertible Notes due 2022 between New York Mortgage Trust, Inc. and Nomura Securities International, Inc.
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
Amendment No. 1 to Equity Distribution Agreement between New York Mortgage Trust, Inc. and JMP Securities LLC (August 25, 2016)
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2016