National Investment Managers Inc. Business Finance Contracts & Agreements

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AMENDMENT NO. 11 TO SECURITIES PURCHASE AND LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
MA
2011
THIRTEENTH AMENDMENT TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
MA
2011
AMENDMENT NO. 10TO SECURITIES PURCHASE AND LOANAGREEMENT
Purchase Agreements
National Investment Managers Inc.
MA
2010
TWELFTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT
Credit Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 9TO SECURITIES PURCHASE AND LOANAGREEMENT
Purchase Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT TO INTERCREDITORAND SUBORDINATION AGREEMENT
Subordination Agreement
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 8TO SECURITIES PURCHASE AND LOANAGREEMENT
Purchase Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 4 AND ALLONGETO TERM PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 4 AND ALLONGETO REVOLVING LINE OF CREDIT NOTE
Credit Agreements
National Investment Managers Inc.
MA
2010
ELEVENTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT
Credit Agreements
National Investment Managers Inc.
MA
2010
AMENDMENTNO. 6 TO SECURITIES PURCHASE AND LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2009
AMENDMENTNO. 7 TO INTERCREDITOR AND SUBORDINATION AGREEMENT
Subordination Agreement
National Investment Managers Inc.
2009
AMENDMENTNO. 7 TO REVOLVING LINE OF CREDIT AND TERMLOAN AGREEMENT
Credit Agreements
National Investment Managers Inc.
2009
AMENDMENTNO.3 AND ALLONGE TO TERM PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2009
AMENDMENTNO.1 AND ALLONGE TO REVOLVING LINE OF CREDIT NOTE
Credit Agreements
National Investment Managers Inc.
2009
STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., THE PENSION GROUP, INC., PETER R. STEPHAN, individually and as Trustee of The Stephan Family Trust Dated...
Stock Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., PENSION TECHNICAL SERVICES, INC., RALPH W. SHAW, individually, and EILEEN A. BALDWIN-SHAW, individually...
Stock Agreements
National Investment Managers Inc.
2008
AMENDMENT NO. 4 TO INTERCREDITOR AND SUBORDINATION AGREEMENT
Subordination Agreement
National Investment Managers Inc.
2008
AMENDMENT NO. 4 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
CA
2008
PROMISSORY NOTE $475,000.00 Dublin, Ohio April 3, 2008
Note Agreements
National Investment Managers Inc.
CA
2008
STOCK PURCHASE AGREEMENT AMONG NATIONAL INVESTMENT MANAGERS INC., CALIFORNIA INVESTMENT ANNUITY SALES, INC., RICHARD L. KAPLAN AND HANA E. KAPLAN INTER VIVOS TRUST AGREEMENT DATED...
Stock Agreements
National Investment Managers Inc.
CA
2008
CONSENT AND AMENDMENT NO. 1 TO SECURITIES PURCHASE AND LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2008
AMENDMENT NO. 1 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
National Investment Managers Inc.
NY
2007
GUARANTY
Guaranty Agreements
National Investment Managers Inc.
MA
2007
SECURITY AGREEMENT
Security Agreements
National Investment Managers Inc.
2007
SECURITIES PLEDGE AGREEMENT
Pledge Agreements
National Investment Managers Inc.
MA
2007
Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc.
Stock Agreements
National Investment Managers Inc.
2007
Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc.
Stock Agreements
National Investment Managers Inc.
2007
Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc.
Stock Agreements
National Investment Managers Inc.
2007
Senior Secured Note due January 31, 2011
Note Agreements
National Investment Managers Inc.
2007
SECURITIESPURCHASEANDLOANAGREEMENT National Investment Managers Inc. 485 Metro Place South, Suite 275 Dublin, Ohio 43017
Investment Agreements
National Investment Managers Inc.
MA
2007
GUARANTY
Guaranty Agreements
National Investment Managers Inc.
2007
SECURITY AGREEMENT
Security Agreements
National Investment Managers Inc.
2007
STOCK PLEDGE AGREEMENT
Stock Agreements
National Investment Managers Inc.
2007