National Investment Managers Inc. Business Finance Contracts & Agreements

134 Contracts & Agreements
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Amendment No. 11 to Securities Purchase and Loan Agreement among National Investment Managers Inc. and Woodside Capital Entities
Forbearance Agreements
National Investment Managers Inc.
MA
2011
Thirteenth Amendment to Revolving Line of Credit and Term Loan Agreement by and among RBS Citizens, National Investment Managers, Inc., and Guarantors
Forbearance Agreements
National Investment Managers Inc.
MA
2011
Amendment No. 10 to Securities Purchase and Loan Agreement among National Investment Managers Inc. and Woodside Capital Partners Entities
Forbearance Agreements
National Investment Managers Inc.
MA
2010
Twelfth Amendment to Revolving Line of Credit and Term Loan Agreement among RBS Citizens, National Investment Managers, Inc., and Guarantors
Forbearance Agreements
National Investment Managers Inc.
MA
2010
Amendment No. 9 to Securities Purchase and Loan Agreement among National Investment Managers Inc. and Woodside Capital Partners Entities
Modification Agreements
National Investment Managers Inc.
MA
2010
Letter Agreement Regarding Repayment of Short-Term Working Capital and Participation Arrangements among RBS Citizens, National Investment Managers Inc., and Woodside Entities
Participation Agreements
National Investment Managers Inc.
2010
Fee Arrangement and Warrant Cancellation Agreement between Woodside Agency Services, LLC and National Investment Managers Inc.
Financing Agreements
National Investment Managers Inc.
2010
Amendment to Intercreditor and Subordination Agreement among RBS Citizens, Woodside Capital Partners Entities, and Woodside Agency Services (April 26, 2010)
Subordination Agreement
National Investment Managers Inc.
MA
2010
Amendment No. 8 to Securities Purchase and Loan Agreement among National Investment Managers Inc. and Woodside Capital Partners Entities
Forbearance Agreements
National Investment Managers Inc.
MA
2010
Amendment No. 4 and Allonge to Term Promissory Note between RBS Citizens, National Association and National Investment Managers, Inc.
Note Agreements
National Investment Managers Inc.
MA
2010
Amendment No. 4 and Allonge to Revolving Line of Credit Note between RBS Citizens, N.A. and National Investment Managers, Inc.
Modification Agreements
National Investment Managers Inc.
MA
2010
Eleventh Amendment to Revolving Line of Credit and Term Loan Agreement among RBS Citizens, National Investment Managers, Inc., and Guarantors
Forbearance Agreements
National Investment Managers Inc.
MA
2010
Short-Term Working Capital Loan Agreement between National Investment Managers Inc. and Woodside Agency Services, LLC (April 12, 2010)
Loan Agreements
National Investment Managers Inc.
2010
Notice of Loan Covenant Defaults from RBS Citizens to National Investment Managers Inc. and Guarantors
Forbearance Agreements
National Investment Managers Inc.
2009
Amendment No. 1 to Promissory Notes between National Investment Managers Inc. and Renee J. Conner & William E. Renninger
Note Agreements
National Investment Managers Inc.
2009
Amendment No. 1 to Promissory Note between National Investment Managers Inc. and Anthony S. Delfino
Note Agreements
National Investment Managers Inc.
2009
Amendment No. 1 to Promissory Note between National Investment Managers Inc. and Richard L. Kaplan
Note Agreements
National Investment Managers Inc.
2009
Amendment No. 1 to Promissory Notes between National Investment Managers Inc. and Ralph W. Shaw & Eileen A. Baldwin-Shaw
Note Agreements
National Investment Managers Inc.
2009
Amendment No. 1 to Subordinated Promissory Notes between National Investment Managers Inc. and Trust Holders
Note Agreements
National Investment Managers Inc.
2009
Consent and Amendment No. 8 to Securities Purchase and Loan Agreement among National Investment Managers Inc. and Woodside Capital Partners Entities
Modification Agreements
National Investment Managers Inc.
2009
Amendment No. 9 to Revolving Line of Credit and Term Loan Agreement between RBS Citizens, National Association and National Investment Managers Inc.
Modification Agreements
National Investment Managers Inc.
2009
Amendment No. 2 and Allonge to Revolving Line of Credit Note between RBS Citizens, National Association and National Investment Managers Inc.
Modification Agreements
National Investment Managers Inc.
2009
Promissory Note between National Investment Managers Inc. and Anthony S. Delfino dated March 16, 2009
Note Agreements
National Investment Managers Inc.
2009
Promissory Note between National Investment Managers Inc. and Richard L. Kaplan and Hana E. Kaplan Inter Vivos Trust
Note Agreements
National Investment Managers Inc.
2009
Promissory Note between National Investment Managers Inc. and Michael E. Callahan dated February 27, 2009
Note Agreements
National Investment Managers Inc.
2009
Promissory Note between National Investment Managers Inc. and Renee J. Conner & William E. Renninger (February 24, 2009)
Note Agreements
National Investment Managers Inc.
2009
Promissory Note between National Investment Managers Inc. and Renee J. Conner & William E. Renninger dated February 24, 2009
Note Agreements
National Investment Managers Inc.
2009
Amendment No. 6 to Securities Purchase and Loan Agreement by National Investment Managers Inc. and Woodside Entities
Modification Agreements
National Investment Managers Inc.
2009
Amendment No. 7 to Intercreditor and Subordination Agreement among RBS Citizens, Woodside Capital, and National Investment Managers Inc.
Subordination Agreement
National Investment Managers Inc.
2009
Amendment No. 7 to Revolving Line of Credit and Term Loan Agreement between RBS Citizens, National Association and National Investment Managers Inc.
Modification Agreements
National Investment Managers Inc.
2009
Amendment No. 3 and Allonge to Term Promissory Note between RBS Citizens, National Association and National Investment Managers Inc.
Note Agreements
National Investment Managers Inc.
2009
Amendment No. 1 and Allonge to Revolving Line of Credit Note between RBS Citizens, National Association and National Investment Managers Inc.
Modification Agreements
National Investment Managers Inc.
2009
Stock Purchase Agreement among National Investment Managers Inc., The Pension Group, Inc., and Shareholder Trusts (2008)
Purchase Agreements
National Investment Managers Inc.
2008
Promissory Note between National Investment Managers Inc. and Ralph W. Shaw & Eileen A. Baldwin-Shaw dated October 1, 2008
Note Agreements
National Investment Managers Inc.
2008
Promissory Note between National Investment Managers Inc. and Ralph W. Shaw & Eileen A. Baldwin-Shaw dated October 1, 2008
Note Agreements
National Investment Managers Inc.
2008
Stock Purchase Agreement by and among National Investment Managers Inc., Pension Technical Services, Inc., Ralph W. Shaw, and Eileen A. Baldwin-Shaw (September 25, 2008)
Purchase Agreements
National Investment Managers Inc.
2008
Stock Transfer Agreement among IBF Fund Liquidating LLC, National Investment Managers Inc., DCI Master LDC, and Duncan Capital Group LLC dated October 30, 2008
Stock Agreements
National Investment Managers Inc.
2008
Letter Agreement Regarding Surrender of Warrants and Forfeiture of Rights – Woodside Capital Partners and National Investment Managers Inc.
Modification Agreements
National Investment Managers Inc.
2008
Consulting Fee Agreement between National Investment Managers Inc. and Woodside Capital Partners Entities (2008)
Financing Agreements
National Investment Managers Inc.
2008
Amendment No. 4 to Intercreditor and Subordination Agreement among RBS Citizens, Woodside Capital, Lehman Brothers, and National Investment Managers
Subordination Agreement
National Investment Managers Inc.
2008