JANUS CAPITAL GROUP INC Business Finance Contracts & Agreements
53 Contracts & Agreements
- Assignment Agreements (1 contract)
- Credit Agreements (10)
- Exchange Agreements (1)
- Indenture Agreements (10)
- Note Agreements (7)
- Registration Rights Agreements (1)
- Share Agreements (1)
- Stock Agreements (19)
- Underwriting Agreements (3)
- FIFTH SUPPLEMENTAL INDENTURE (Filed With SEC on May 30, 2017)
- FOURTH SUPPLEMENTAL INDENTURE (Filed With SEC on May 30, 2017)
- SIXTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 16, 2017)
- FIFTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 16, 2017)
- FOURTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 16, 2017)
- THIRD AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2016)
- SECOND AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2016)
- 4.875% Notes due 2025 $300,000,000 JANUS CAPITAL GROUP INC. (Filed With SEC on July 31, 2015)
- JANUS CAPITAL GROUP INC. OFFICERS CERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 4.875% NOTES DUE 2025 July... (Filed With SEC on July 31, 2015)
- JANUS CAPITAL GROUP INC. $300,000,000 4.875% Senior Notes due 2025 Underwriting Agreement (Filed With SEC on July 31, 2015)
- FIRST AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2015)
- JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2015)
- NINTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 25, 2014)
- EIGHTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN IN CONNECTION WITH THE 2013 IRS DETERMINATION LETTER REVIEW (Filed With SEC on February 25, 2014)
- JANUS CAPITAL GROUP INC. SECOND AMENDED AND RESTATED MUTUAL FUND SHARE INVESTMENT PLAN (Amended and restated as of July 22, 2013) (Filed With SEC on February 25, 2014)
- $200,000,000 5-YEAR REVOLVING CREDIT FACILITY AGREEMENT dated as of November 25, 2013, among JANUS CAPITAL GROUP INC., THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as... (Filed With SEC on February 25, 2014)
- JANUS CAPITAL GROUP INC. as Issuer THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee Third Supplemental Indenture Dated as of June 19, 2013 to Senior Debt Indenture Dated... (Filed With SEC on February 25, 2014)
- EXCHANGE AGREEMENT (Filed With SEC on June 20, 2013)
- JANUS CAPITAL GROUP INC. as Issuer THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee Third Supplemental Indenture Dated as of June 19, 2013 to Senior Debt Indenture Dated... (Filed With SEC on June 20, 2013)
- SEVENTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 25, 2013)
- [Signature Page to the 364-Day Competitive Advance and Revolving Credit Facility Agreement] (Filed With SEC on February 27, 2012)
- [Signature Page to Global Intercompany Note] (Filed With SEC on February 27, 2012)
- $250,000,000 3-YEAR REVOLVING CREDIT FACILITY AGREEMENT dated as of October 14, 2011, among JANUS CAPITAL GROUP INC., THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as... (Filed With SEC on October 26, 2011)
- FIFTH AMENDMENT TO THE JANUS 401(K), PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on July 28, 2011)
- $100,000,000 364-DAYCOMPETITIVE ADVANCE AND REVOLVING CREDIT FACILITY AGREEMENT datedas of October 4, 2010, among JANUSCAPITAL GROUP INC., THELENDERS PARTY HERETO, and... (Filed With SEC on October 4, 2010)
- SECONDAMENDMENT TO THE JANUS 401(k), PROFIT SHARING ANDEMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on July 26, 2010)
- FIVE-YEAR COMPETITIVEADVANCE AND REVOLVING CREDIT FACILITYAGREEMENT dated as of October 19,2005, as amended and restated asof June 1, 2007, as further amended andrestated as of... (Filed With SEC on October 22, 2009)
- JANUSCAPITAL GROUP INC. as Issuer THE BANK OF NEW YORK MELLON TRUSTCOMPANY, N.A. as Trustee Second Supplemental Indenture Dated as of July 21, 2009 to Senior Debt Indenture Dated... (Filed With SEC on July 23, 2009)
- JANUS CAPITALGROUP INC. 18,181,819 Sharesof Common Stock par value $.01 per share UnderwritingAgreement (Filed With SEC on July 17, 2009)
- JANUS CAPITALGROUP INC. $150,000,000 3.25% ConvertibleSenior Notes due 2014 UnderwritingAgreement (Filed With SEC on July 17, 2009)
- 6.700% Notes due2017 $450,000,000 JANUS CAPITAL GROUP INC. (Filed With SEC on June 14, 2007)
- 6.250% Notes due2012 $300,000,000 JANUS CAPITAL GROUP INC. (Filed With SEC on June 14, 2007)
- JANUS CAPITALGROUP INC. OFFICERSCERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 6.700% NOTES DUE 2017 June... (Filed With SEC on June 14, 2007)
- JANUS CAPITALGROUP INC. OFFICERSCERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 6.250% NOTES DUE 2012 June... (Filed With SEC on June 14, 2007)
- Janus Capital Group Inc. 6.250% Senior Notes Due2012 6.700% Senior Notes Due2017 Underwriting Agreement (Filed With SEC on June 12, 2007)
- 5.875% Notes due2011 $275,000,000 JANUSCAPITAL GROUP INC. (Filed With SEC on September 18, 2006)
- JANUS CAPITALGROUP INC. OFFICERSCERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 5.875% NOTES DUE 2011... (Filed With SEC on September 18, 2006)
- Janus Capital Group Inc. 5.875% Senior Notes Due 2011 Underwriting Agreement (Filed With SEC on September 18, 2006)
- THREE-YEAR COMPETITIVE ADVANCE AND REVOLVING CREDIT FACILITY AGREEMENT Dated as of October 19, 2005 among JANUS CAPITAL GROUP INC., THE LENDERS NAMED HEREIN, JPMORGAN CHASE BANK,... (Filed With SEC on October 26, 2005)
- Eighth Amendment to the Janus 401(k), Profit Sharing and Employee Stock Ownership Plan (Filed With SEC on August 9, 2005)