Hilltop Securities Holdings LLC Business Finance Contracts & Agreements
19 Contracts & Agreements
- Credit Agreements (2 contracts)
- Investor Rights Agreements (2)
- Loan Agreements (1)
- Purchase Agreements (1)
- Stock Agreements (9)
- Warrant Agreements (4)
- SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (AUGUST 2014) (Filed With SEC on September 5, 2014)
- SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN (Filed With SEC on September 5, 2014)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on February 8, 2012)
- $100,000,000 CREDIT AGREEMENT among SWSGROUP, INC., as Borrower, The Subsidiaries of SWS Group, Inc. from Time to Time Parties Hereto, asGuarantors, The Several Lenders from Time... (Filed With SEC on August 1, 2011)
- INVESTORS RIGHTS AGREEMENT between SWS GROUP, INC., HILLTOP HOLDINGS INC. OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P. Dated as ofJuly... (Filed With SEC on August 1, 2011)
- WARRANT to purchase 276,504 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a... (Filed With SEC on August 1, 2011)
- WARRANT to purchase 8,419,148 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a... (Filed With SEC on August 1, 2011)
- WARRANT to purchase 8,695,652 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a... (Filed With SEC on August 1, 2011)
- $100,000,000 CREDIT AGREEMENT among SWSGROUP, INC., as Borrower, The Subsidiaries of SWS Group, Inc. from Time to Time Parties Hereto, asGuarantors, The Several Lenders from Time... (Filed With SEC on March 21, 2011)
- INVESTORS RIGHTS AGREEMENT between SWS GROUP, INC., HILLTOP HOLDINGS INC. OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P. Dated as of [___]... (Filed With SEC on March 21, 2011)
- WARRANT to purchase Shares ofCommon Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of[ ] SWS GROUP, INC. a Delaware Corporation (Filed With SEC on March 21, 2011)
- ASSET PURCHASE AGREEMENT DATED FEBRUARY 16, 2006 BY AND AMONG (Filed With SEC on May 10, 2006)
- LOAN AND SECURITY AGREEMENT by and between (Filed With SEC on June 14, 2005)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on March 3, 2005)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on March 3, 2005)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on May 6, 2004)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on May 6, 2004)
- SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR KEY EMPLOYEES (Filed With SEC on May 6, 2004)
- SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on May 6, 2004)
