Hanmi Financial Corporation Business Finance Contracts & Agreements

31 Contracts & Agreements
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Hanmi Financial Corporation Non-Qualified Stock Option Agreement for [Name]
Warrant Agreements
Hanmi Financial Corporation
Banks
2021
Hanmi Financial Corporation Restricted Stock Agreement for [Recipient]
Equity Distribution Agreements
Hanmi Financial Corporation
Banks
DE
2021
First Supplemental Indenture to Subordinated Indenture for 3.750% Fixed-to-Floating Rate Subordinated Notes Due 2031 between Hanmi Financial Corporation and Wilmington Trust,...
Indenture Agreements
Hanmi Financial Corporation
Banks
2021
Subordinated Indenture between Hanmi Financial Corporation and Wilmington Trust, N.A. dated August 20, 2021
Indenture Agreements
Hanmi Financial Corporation
Banks
DE
2021
Hanmi Financial Corporation $110,000,000 3.750% Subordinated Notes Underwriting Agreement with Piper Sandler & Co. and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Hanmi Financial Corporation
Banks
CA
2021
First Supplemental Indenture to Subordinated Indenture for 5.45% Fixed-to-Floating Rate Subordinated Notes due 2027 between Hanmi Financial Corporation and Wilmington Trust, N.A.
Indenture Agreements
Hanmi Financial Corporation
Banks
NY
2017
Hanmi Financial Corporation Subordinated Indenture with Wilmington Trust, National Association, as Trustee (March 21, 2017)
Indenture Agreements
Hanmi Financial Corporation
Banks
NY
2017
Hanmi Financial Corporation $100,000,000 Subordinated Notes Underwriting Agreement with Sandler O’Neill & Partners, L.P.
Underwriting Agreements
Hanmi Financial Corporation
Banks
2017
Underwriting Agreement between Hanmi Financial Corporation and FBR Capital Markets & Co. for Common Stock Offering
Underwriting Agreements
Hanmi Financial Corporation
Banks
CA
2011
Common Stock Purchase Agreement between Hanmi Financial Corporation and Woori Investment & Securities (June 27, 2011)
Purchase Agreements
Hanmi Financial Corporation
Banks
CA
2011
Amendment No. 2 to Securities Purchase Agreement between Hanmi Financial Corporation and Woori Finance Holdings Co. Ltd.
Purchase Agreements
Hanmi Financial Corporation
Banks
2010
Hanmi Financial Corporation Warrant Agreement with Cappello Capital Corp. (2,000,000 Shares, October 2010)
Warrant Agreements
Hanmi Financial Corporation
Banks
DE
2010
Amendment No. 1 to Securities Purchase Agreement between Hanmi Financial Corporation and Woori Finance Holdings Co. Ltd.
Purchase Agreements
Hanmi Financial Corporation
Banks
DE
2010
Hanmi Financial Corporation Non-Transferable Subscription Rights Certificate (2010 Rights Offering)
Subscription Agreements
Hanmi Financial Corporation
Banks
2010
Placement Agency Agreement between Hanmi Financial Corporation and Cappello Capital Corp. (June 16, 2010)
Equity Distribution Agreements
Hanmi Financial Corporation
Banks
CA
2010
Securities Purchase Agreement between Hanmi Financial Corporation and Woori Finance Holdings Co. Ltd. (May 25, 2010)
Purchase Agreements
Hanmi Financial Corporation
Banks
DE
2010
Waiver and Consent Order Between Hanmi Bank and California Department of Financial Institutions (2009)
Waiver Agreements
Hanmi Financial Corporation
Banks
2009
Second Amendment to Securities Purchase Agreement between Hanmi Financial Corporation and Leading Investment & Securities Co., Ltd.
Purchase Agreements
Hanmi Financial Corporation
Banks
2009
First Amendment to Securities Purchase Agreement between Hanmi Financial Corporation and Leading Investment & Securities Co., Ltd.
Purchase Agreements
Hanmi Financial Corporation
Banks
2009
Securities Purchase Agreement between Hanmi Financial Corporation and Leading Investment & Securities Co., Ltd. (June 12, 2009)
Purchase Agreements
Hanmi Financial Corporation
Banks
CA
2009
Hanmi Financial Corporation 2007 Equity Compensation Plan (as Amended June 20, 2007)
Equity Distribution Agreements
Hanmi Financial Corporation
Banks
NY
2007
Put Option Agreement between Hanmi Financial Corporation and William J. Ruh (April 17, 2007)
Warrant Agreements
Hanmi Financial Corporation
Banks
CA
2007
Guarantee Agreement between Hanmi Financial Corporation and Deutsche Bank Trust Company Americas (Hanmi Capital Trust III, April 28, 2004)
Guaranty Agreements
Hanmi Financial Corporation
Banks
DE
2004
Amended and Restated Trust Agreement among Hanmi Financial Corporation, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Company Delaware, and Administrative Trustees...
Trust Agreements
Hanmi Financial Corporation
Banks
NY
2004
Guarantee Agreement between Hanmi Financial Corporation and Deutsche Bank Trust Company Americas for Hanmi Capital Trust II Preferred Securities (March 15, 2004)
Guaranty Agreements
Hanmi Financial Corporation
Banks
DE
2004
Amended and Restated Trust Agreement among Hanmi Financial Corporation, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Company Delaware, and Administrative Trustees...
Trust Agreements
Hanmi Financial Corporation
Banks
DE
2004
Guarantee Agreement between Hanmi Financial Corporation and Deutsche Bank Trust Company Americas (Hanmi Capital Trust I)
Guaranty Agreements
Hanmi Financial Corporation
Banks
DE
2004
Amended and Restated Trust Agreement among Hanmi Financial Corporation, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Company Delaware, and Administrative Trustees...
Trust Agreements
Hanmi Financial Corporation
Banks
DE
2004
Description of Capital Stock of Hanmi Financial Corporation as of December 31, 2019
Stock Agreements
Hanmi Financial Corporation
Banks
DE
2020
Registration Rights Agreement between Hanmi Financial Corporation and Leading Investment & Securities Co., Ltd. (June 12, 2009)
Registration Rights Agreements
Hanmi Financial Corporation
Banks
2009
Stock Purchase Agreement between Hanmi Financial Corporation and Korea Exchange Bank dated August 24, 2005
Stock Agreements
Hanmi Financial Corporation
Banks
NY
2005