Great Elm Group, Inc. Business Finance Contracts & Agreements
11 Contracts & Agreements
- Indenture Agreements (4 contracts)
- Note Agreements (2)
- Purchase Agreements (2)
- Stock Agreements (1)
- Underwriting Agreements (2)
- Stock Purchase Agreement, dated December 30, 2022, among Great Elm FM Acquisition, Inc., Great Elm Group, Inc. and J.P. Morgan Broker-Dealer Holdings Inc (Filed With SEC on January 3, 2023)
- First Supplemental Indenture, dated as of June 9, 2022, by and between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, as Trustee (Filed With SEC on June 9, 2022)
- Base Indenture, dated as of June 9, 2022, by and between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, as Trustee (Filed With SEC on June 9, 2022)
- Underwriting Agreement, dated as of June 7, 2022, by and between Great Elm Group, Inc. and Oppenheimer & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on June 9, 2022)
- Form of First Supplemental Indenture (Filed With SEC on May 5, 2022)
- Form of Base Indenture (Filed With SEC on May 5, 2022)
- Form of Underwriting Agreement (Filed With SEC on May 5, 2022)
- Promissory Note, by and between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC, dated May 4, 2022 (Filed With SEC on May 5, 2022)
- Asset Purchase Agreement, by and between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC, dated May 4, 2022 (Filed With SEC on May 5, 2022)
- Purchase Agreement by and among Great Elm FM Acquisition, Inc. and Monomoy Properties Fort Myers FL, LLC, dated June 23, 2021 (Filed With SEC on June 24, 2021)
- Form of amendment to 5.0% Convertible Senior PIK Notes due 2030 (Filed With SEC on May 14, 2021)
