Great Elm Group, Inc. Business Finance Contracts & Agreements

15 Contracts & Agreements
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Voting Waiver Agreement between Jason W. Reese and Great Elm Group, Inc. (October 29, 2024)
Waiver Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2024
Great Elm Group, Inc. Stock Option Grant Notice and Award Agreement for Participant
Equity Distribution Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2023
Stock Purchase Agreement among Great Elm FM Acquisition, Inc., Great Elm Group, Inc., and J.P. Morgan Broker-Dealer Holdings Inc.
Purchase Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2023
Description of Registered Securities of Great Elm Group, Inc. as of June 30, 2022
Equity Distribution Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2022
First Supplemental Indenture for 7.25% Notes due 2027 between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC
Indenture Agreements
Great Elm Group, Inc.
Health Care Providers & Services
2022
Indenture Agreement between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC (June 9, 2022)
Indenture Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Underwriting Agreement for $25,000,000 7.25% Notes Due 2027 between Great Elm Group, Inc. and Oppenheimer & Co. Inc.
Underwriting Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
First Supplemental Indenture for 2027 Notes between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC
Indenture Agreements
Great Elm Group, Inc.
Health Care Providers & Services
2022
Indenture Agreement between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC
Indenture Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Underwriting Agreement for Great Elm Group, Inc. [●]% Notes Due 2027 with Oppenheimer & Co. Inc.
Underwriting Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Promissory Note between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC dated May 4, 2022
Note Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Asset Purchase Agreement between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC (May 4, 2022)
Purchase Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Contract of Purchase and Sale between Great Elm FM Acquisition, Inc. and Monomoy Properties Fort Myers FL, LLC (June 23, 2021)
Purchase Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2021
Transaction Agreement among Great Elm Group, Inc., MAST Capital Management, LLC, and David Steinberg (March 10, 2021)
Exchange Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2021
Amendment to 5.0% Convertible Senior PIK Notes Due 2030 between Great Elm Group, Inc. and Noteholders
Modification Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2021