GLEACHER & COMPANY, INC. Business Finance Contracts & Agreements

42 Contracts & Agreements
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Stock Purchase Agreement among Broadpoint Securities Group, Inc., American Technology Research Holdings, Inc., and Stockholders (September 2, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2014
Asset Purchase Agreement among ClearPoint Funding, Inc., Descap Mortgage Funding, LLC, Gleacher & Company, Inc., and Homeward Residential, Inc. dated February 14, 2013
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
Asset Purchase Agreement among DEPFA BANK plc, First Albany Capital Inc., and First Albany Companies Inc. (March 6, 2007)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Amended and Restated Limited Guaranty between Gleacher & Company, Inc. and UBS Real Estate Securities Inc. (March 15, 2012)
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Amended and Restated Limited Guaranty between Gleacher and Company, Inc. and Credit Suisse First Boston Mortgage Capital, LLC
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Conditional Guaranty Agreement between Gleacher & Company, Inc. and Citibank, N.A. regarding Clearpoint Funding, Inc. Repurchase Obligations
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Limited Guaranty Agreement between Gleacher and Company, Inc. and UBS Real Estate Securities Inc. (February 29, 2012)
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Limited Guaranty Agreement between Gleacher and Company, Inc. and Credit Suisse First Boston Mortgage Capital, LLC (February 29, 2012)
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Proprietary Account Supplement to Fully Disclosed Clearing Agreement between Pershing LLC and Gleacher & Company Securities, Inc.
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2011
Broadpoint Gleacher Securities Group, Inc. Common Stock Certificate
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Broadpoint Gleacher Securities Group, Inc. 2003 Non-Employee Directors Stock Option Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. 2003 Non-Employee Directors Restricted Stock Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Stock Purchase Agreement among Broadpoint Securities Group, Inc., American Technology Research Holdings, Inc., and Stockholders (September 2, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2008
Preferred Stock Purchase Agreement between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited (June 27, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Preemptive Rights Agreement between Broadpoint Securities Group, Inc. and MAST Credit Opportunities I Master Fund Limited
Investor Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Warrant Agreement between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited (June 27, 2008)
Warrant Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Consent, Assignment and Assumption Agreement among FA Technology Ventures Corporation, FA Technology Holding LLC, and FATV GP LLC
Assignment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Amendment to Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Securities, Inc.
Modification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Asset Purchase Agreement among Broadpoint Securities Group, Broadpoint Capital, and BNY Capital Markets (January 30, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Co-Investor Joinder Agreement among First Albany Companies Inc., MatlinPatterson FA Acquisition LLC, and Robert M. Fine
Joinder Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Co-Investor Joinder Agreement among First Albany Companies Inc., MatlinPatterson FA Acquisition LLC, and Robert M. Tirschwell
Joinder Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Notice and Waiver Letter Agreement Relating to Asset Purchase Agreement Among DEPFA BANK plc, First Albany Capital Inc., and First Albany Companies Inc.
Waiver Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Amendment No. 1 to Rights Agreement between First Albany Companies Inc. and American Stock Transfer & Trust Company
Modification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Stock Pledge Agreement between Mechanical Technology Incorporated and First Albany Companies Inc. dated December 27, 2000
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Stock Pledge Agreement between Mechanical Technology Incorporated and First Albany Companies Inc. dated December 27, 2000
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Investment Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (May 14, 2007)
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
Amendment No. 1 to Registration Rights Agreement among Broadpoint Securities Group, Inc., MatlinPatterson FA Acquisition LLC, and Other Investors
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
Registration Rights Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (September 21, 2007)
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Gleacher & Company, Inc. 2003 Non-Employee Directors Stock Option Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2003 Non-Employee Directors Restricted Stock Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Inducement Stock Option Agreement between Gleacher & Company, Inc. and Thomas Hughes
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. Common Stock Certificate
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Broadpoint Gleacher Securities Group, Inc. 2003 Amended and Restated Non-Employee Directors Stock Plan
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Registration Rights Agreement between Broadpoint Securities Group, Inc. and Eric J. Gleacher (June 5, 2009)
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Registration Rights Agreement between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Agreement Regarding NTBV Purchase Price Adjustment and Issuance of Additional Shares between Broadpoint Securities Group, Inc. and MatlinPatterson FA Acquisition LLC
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Registration Rights Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (September 21, 2007)
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Letter Agreement Regarding Waiver and Repayment Terms for $20 Million Loan and Lease Obligations between KeyBank and First Albany Companies Inc.
Waiver Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Notice and Waiver Letter Agreement among DEPFA BANK plc, First Albany Capital Inc., and First Albany Companies Inc. (July 25, 2007)
Waiver Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Investment Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (May 14, 2007)
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2007