DIRECT MARKETS HOLDINGS CORP. Business Finance Contracts & Agreements

18 Contracts & Agreements
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Waiver Agreement Relating to Employment Compensation—Rodman & Renshaw, LLC, Rodman & Renshaw Capital Group, Inc., and Founders
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Non-Recourse Subsidiary Guarantee by Rodman & Renshaw Capital Group, Inc. Subsidiaries in Favor of Purchasers
Guaranty Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Security Agreement among Rodman & Renshaw Capital Group, Inc., Subsidiaries, and Holders of 10% Senior Secured Convertible Debentures
Security Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Registration Rights Agreement between Rodman & Renshaw Capital Group, Inc. and Purchasers (November 1, 2011)
Registration Rights Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Securities Purchase Agreement between Rodman & Renshaw Capital Group, Inc. and Purchasers (October 31, 2011)
Purchase Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Series B Common Stock Purchase Warrant Agreement between Rodman & Renshaw Capital Group, Inc. and Holder
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Series A Common Stock Purchase Warrant Agreement between Rodman & Renshaw Capital Group, Inc. and Holder
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Rodman & Renshaw Capital Group, Inc. 10% Senior Secured Convertible Debenture Agreement
Debenture Agreements
DIRECT MARKETS HOLDINGS CORP.
DE
2011
Rodman & Renshaw Capital Group, Inc. Vasinkevich Lock-Up Agreement (November 2011)
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Rodman & Renshaw Capital Group, Inc. Rubin Lock-Up Agreement (November 1, 2011)
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Rodman & Renshaw Capital Group, Inc. Lock-Up Agreement with Borer (November 1, 2011)
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Asset Purchase Agreement among COSCO Capital Management LLC, COSCO Capital Texas LP, Private Energy Securities, Inc., and Rodman & Renshaw Entities (May 9, 2008)
Purchase Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2008
Rodman & Renshaw Capital Group, Inc. Lock-Up Agreement with Underwriters for Public Offering of Common Stock
Underwriting Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Common Stock Certificate for Rodman & Renshaw Capital Group, Inc.
Stock Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Option Certificate to Purchase Membership Interests in Rodman & Renshaw Holding, LLC
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Registration Rights Agreement between Enthrust Financial Services, Inc. and Security Holders (July 2007)
Registration Rights Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Share Purchase Warrant Agreement between Enthrust Financial Services, Inc. and Holder
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Entrust Financial Services, Inc. Common Stock Certificate Specimen
Stock Agreements
DIRECT MARKETS HOLDINGS CORP.
2007