BROADWIND ENERGY, INC. Business Finance Contracts & Agreements

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Fourth Amendment to Section 382 Rights Agreement between Broadwind, Inc. and Equiniti Trust Company
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2025
Guaranty Agreement between Broadwind, Inc. and MarketAxess Holdings Inc. (January 28, 2025)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2025
Tax Credit Transfer Agreement between MarketAxess Holdings Inc. and Broadwind Heavy Fabrications, Inc. (2025-2026)
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2025
Amendment No. 2 to Credit Agreement among Wells Fargo Bank, Broadwind, Inc., and Subsidiaries
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2024
Guaranty Agreement between Broadwind, Inc. and MarketAxess Holdings Inc. (December 21, 2023)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2023
Tax Credit Transfer Agreement between MarketAxess Holdings Inc. and Broadwind Heavy Fabrications, Inc.
Assignment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2023
Amendment No. 1 to Credit Agreement and Limited Waiver among Wells Fargo Bank, Broadwind, Inc., and Subsidiaries
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2023
Guaranty Agreement by Broadwind, Inc. and Affiliates in Favor of Wells Fargo Bank, N.A.
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Credit Agreement among Wells Fargo Bank, Broadwind, Inc., Subsidiaries, and Guarantors (August 4, 2022)
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Fourth Amendment to Amended and Restated Loan and Security Agreement by and among CIBC Bank USA and Broadwind, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Third Amendment to Section 382 Rights Agreement between Broadwind, Inc. and Equiniti Trust Company
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2022
Third Amendment to Amended and Restated Loan and Security Agreement by and among Broadwind Inc. and CIBC Bank USA
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2021
Equity Distribution Agreement between Broadwind, Inc. and Craig-Hallum Capital Group LLC (March 2021)
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2021
Second Amendment to Amended and Restated Loan and Security Agreement by and among Broadwind Inc. and CIBC Bank USA
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2021
First Amendment to Amended and Restated Loan and Security Agreement by Broadwind Inc. and CIBC Bank USA
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Broadwind Energy, Inc. and CIBC Bank USA dated April 8, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Broadwind Industrial Solutions, LLC and CIBC Bank USA dated April 5, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Broadwind Heavy Fabrications, Inc. and CIBC Bank USA dated April 5, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Brad Foote Gear Works, Inc. and CIBC Bank USA dated April 5, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
Description of Registered Securities of Broadwind Energy, Inc. Pursuant to Section 12 of the Exchange Act
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2020
Broadwind Energy, Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2019
Sixth Amendment to Loan and Security Agreement between CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2019
Second Amendment to Section 382 Rights Agreement between Broadwind Energy, Inc. and Equiniti Trust Company
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2019
Fifth Amendment to Loan and Security Agreement by and among CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
At Market Issuance Sales Agreement between Broadwind Energy, Inc. and Roth Capital Partners, LLC (July 31, 2018)
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Fourth Amendment to Loan and Security Agreement by and among CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Third Amendment to Loan and Security Agreement by and among CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Amended and Restated Revolving Note between Broadwind Energy, Inc. and The PrivateBank and Trust Company
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Second Amendment to Loan and Security Agreement by and among The PrivateBank and Trust Company and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Joinder Agreement to Loan and Security Agreement by Red Wolf Company, LLC and The PrivateBank and Trust Company
Joinder Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2017
First Amendment to Loan and Security Agreement among The PrivateBank and Trust Company, Broadwind Energy, Inc., and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Membership Interest Purchase Agreement by and among Broadwind Energy, Inc., Christopher J. Brice, Lewis J. Hendrix, and Kimberley M. Sutton (February 1, 2017)
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NC
2017
Loan and Security Agreement between The PrivateBank and Trust Company and Broadwind Energy, Inc. and Affiliates (October 26, 2016)
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2016
Tenth Amendment to Loan and Security Agreement and Waiver among Broadwind Entities and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2016
Ninth Amendment to Loan and Security Agreement and Waiver among Broadwind Entities and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2016
First Amendment to Section 382 Rights Agreement between Broadwind Energy, Inc. and Wells Fargo, National Association
Warrant Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2016
Eighth Amendment to Loan and Security Agreement and Waiver among Broadwind Energy, Inc., Subsidiaries, and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2015
$5,000,000 Term Note between Broadwind Energy, Inc. and Affiliates and AloStar Bank of Commerce (June 29, 2015)
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
GA
2015
Term Loan Rider to Loan and Security Agreement between Alostar Bank of Commerce and Broadwind Energy, Inc. and Subsidiaries (June 29, 2015)
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
GA
2015
Seventh Amendment to Loan and Security Agreement among Broadwind Energy, Inc., Subsidiaries, and AloStar Bank of Commerce
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2015