Broadridge Financial Solutions Business Finance Contracts & Agreements

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Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Non-Qualified Stock Option Grant Award Agreement for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2024
Amended and Restated Term Credit Agreement among Broadridge Financial Solutions, Inc., Lenders, and JPMorgan Chase Bank, N.A. (August 17, 2023)
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2023
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Non-Qualified Stock Option Grant Award Agreement for U.S. Corporate Officers
Warrant Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Amended and Restated Term Credit Agreement among Broadridge Financial Solutions, Inc., Lenders, and JPMorgan Chase Bank, N.A. (August 17, 2023)
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Second Amendment to Term Credit Agreement among Broadridge Financial Solutions, Inc., Lenders, and JPMorgan Chase Bank, N.A.
Modification Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Description of Capital Stock of Broadridge Financial Solutions, Inc.
Equity Distribution Agreements
Broadridge Financial Solutions
IT Services
2023
First Amendment to Amended and Restated Credit Agreement among Broadridge Financial Solutions, Inc., Subsidiaries, and Lenders
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2022
First Amendment to Term Credit Agreement among Broadridge Financial Solutions, Inc. and Lenders, dated December 23, 2021
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2022
Novation Agreement among IBM United Kingdom Limited, Kyndryl UK Limited, and Broadridge Financial Solutions Limited (August 19, 2021)
Assignment Agreements
Broadridge Financial Solutions
IT Services
2021
Novation Agreement among IBM, Kyndryl, and Broadridge Financial Solutions (July 28, 2021)
Assignment Agreements
Broadridge Financial Solutions
IT Services
2021
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Stock Option Grant Award Agreement for U.S. Corporate Officers
Warrant Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Description of Capital Stock and Anti-Takeover Provisions of Broadridge Financial Solutions, Inc.
Equity Distribution Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Underwriting Agreement for $1,000,000,000 2.600% Senior Notes due 2031 by Broadridge Financial Solutions, Inc. and Underwriters
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Term Credit Agreement among Broadridge Financial Solutions, Inc., Lenders, and JPMorgan Chase Bank, N.A. (March 27, 2021)
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2021
WARRANTY DEED between Broadridge Sweden Holdings AB and Management Warrantors dated March 27, 2021
Purchase Agreements
Broadridge Financial Solutions
IT Services
CA
2021
Share Purchase Agreement between Cidron Delfi S.à r.l., Itiviti Invest V AB, Itiviti Intressenter AB, Individual MIP Sellers, and Broadridge Sweden Holdings AB (with Guarantor)...
Purchase Agreements
Broadridge Financial Solutions
IT Services
2021
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Stock Option Grant Award Agreement for U.S. Corporate Officers
Warrant Agreements
Broadridge Financial Solutions
IT Services
NY
2020
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Equity Distribution Agreements
Broadridge Financial Solutions
IT Services
NY
2020
Underwriting Agreement for $750,000,000 2.900% Senior Notes due 2029 between Broadridge Financial Solutions, Inc. and Underwriters
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Non-Qualified Stock Option Grant Award Agreement for U.S. Corporate Officers
Warrant Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Non-Qualified Stock Option Grant Award Agreement for U.S. Non-Employee Directors
Warrant Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Description of Securities Registered Under Section 12 of the Exchange Act – Broadridge Financial Solutions, Inc.
Equity Distribution Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Amended and Restated Credit Agreement among Broadridge Financial Solutions, Inc., Borrowing Subsidiaries, Lenders, and JPMorgan Chase Bank, N.A.
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Amended and Restated Credit Agreement among Broadridge Financial Solutions, Inc. and Lenders (2017)
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2017
Underwriting Agreement for $500,000,000 3.400% Senior Notes due 2026 between Broadridge Financial Solutions, Inc. and Underwriters
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2016
Amendment No. 12 to Information Technology Services Agreement between IBM and Broadridge Financial Solutions, Inc.
Modification Agreements
Broadridge Financial Solutions
IT Services
2015
Amended and Restated Credit Agreement among Broadridge Financial Solutions, Inc., JPMorgan Chase Bank, N.A., J.P. Morgan Europe Limited, and Lenders (August 14, 2014)
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2014
Second Supplemental Indenture for 3.950% Senior Notes due 2020 between Broadridge Financial Solutions, Inc. and U.S. Bank National Association
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2013
Underwriting Agreement for $400,000,000 3.950% Senior Notes due 2020 between Broadridge Financial Solutions, Inc. and Underwriters
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2013
Purchase and Sale Agreement among Broadridge Financial Solutions, Inc., Broadridge Securities Processing Solutions, Inc., and Apex Clearing Holdings LLC dated May 31, 2012
Purchase Agreements
Broadridge Financial Solutions
IT Services
NY
2012
Restructuring Support Agreement among Penson Worldwide Inc., Penson Financial Services, Inc., and Noteholders
Forbearance Agreements
Broadridge Financial Solutions
IT Services
NY
2012
Amended and Restated Seller Note between Penson Worldwide, Inc. and Broadridge Financial Solutions, Inc. (Effective July 1, 2011)
Note Agreements
Broadridge Financial Solutions
IT Services
NY
2011
Amendment Agreement to Master Services Agreement among Broadridge Financial Solutions, Penson Entities, and Affiliates (October 11, 2011)
Modification Agreements
Broadridge Financial Solutions
IT Services
2011
Credit Agreement among Broadridge Financial Solutions, Inc. and Lenders (JPMorgan Chase Bank, N.A. as Administrative Agent) dated September 22, 2011
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2011
Amendment No. 3 to Information Technology Services Agreement between IBM and Broadridge Financial Solutions, Inc.
Modification Agreements
Broadridge Financial Solutions
IT Services
2011
Description of Capital Stock of Broadridge Financial Solutions, Inc.
Stock Agreements
Broadridge Financial Solutions
IT Services
2022
Broadridge Financial Solutions, Inc. 2018 Omnibus Award Plan Non-Qualified Stock Option Grant Award Agreement for U.S. Non-Employee Directors
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Fifth Supplemental Indenture for 2.600% Senior Notes due 2031 between Broadridge Financial Solutions, Inc. and U.S. Bank National Association
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Fourth Supplemental Indenture between Broadridge Financial Solutions, Inc. and U.S. Bank National Association (2019)
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Third Supplemental Indenture for 3.400% Senior Notes due 2026 between Broadridge Financial Solutions, Inc. and U.S. Bank National Association
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2016