Banc Of California, Inc. Business Finance Contracts & Agreements

91 Contracts & Agreements
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Registration Rights Agreement by and among Banc of California, Inc. and WP Clipper Entities (November 30, 2023)
Registration Rights Agreements
Banc Of California, Inc.
Banks
MD
2023
Warrant Agreement to Purchase Voting Common Stock of Banc of California, Inc. (No. 01, Issued November 30, 2023)
Warrant Agreements
Banc Of California, Inc.
Banks
2023
Deposit Agreement among Banc of California, Inc., Computershare Inc., Computershare Trust Company, N.A., and Holders of Depositary Receipts (November 30, 2023)
Deposit Agreements
Banc Of California, Inc.
Banks
CA
2023
Warrant Agreement to Purchase Non-Voting Common Equivalent Stock of Banc of California, Inc. (No. 01, Issued November 30, 2023)
Warrant Agreements
Banc Of California, Inc.
Banks
2023
Investment Agreement between Banc of California, Inc. and CB Laker Buyer L.P. dated July 25, 2023
Investment Agreements
Banc Of California, Inc.
Banks
2023
Investment Agreement by and between Banc of California, Inc., WP Clipper GG 14 L.P., and WP Clipper FS II L.P. dated July 25, 2023
Investment Agreements
Banc Of California, Inc.
Banks
MD
2023
Description of Banc of California, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Banc Of California, Inc.
Banks
2023
Description of Banc of California, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Banc Of California, Inc.
Banks
2022
Description of Banc of California, Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Banc Of California, Inc.
Banks
2021
Supplemental Indenture to Indenture for 4.375% Fixed-to-Floating Rate Subordinated Notes due 2030 between Banc of California, Inc. and U.S. Bank National Association
Indenture Agreements
Banc Of California, Inc.
Banks
MD
2020
Indenture Agreement between Banc of California, Inc. and U.S. Bank National Association (Dated October 30, 2020)
Indenture Agreements
Banc Of California, Inc.
Banks
NY
2020
Underwriting Agreement for $85,000,000 4.375% Fixed-to-Floating Rate Subordinated Notes due 2030 between Banc of California, Inc. and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Banc Of California, Inc.
Banks
NY
2020
Description of Banc of California, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Banc Of California, Inc.
Banks
2020
Banc of California, Inc. 2013 Omnibus Stock Incentive Plan Restricted Stock Unit Agreement (Non-Employee Directors)
Stock Agreements
Banc Of California, Inc.
Banks
MD
2018
Bulk Servicing Rights Purchase and Sale Agreement between Caliber Home Loans, Inc. and Banc of California, N.A. (Fannie Mae and Freddie Mac)
Purchase Agreements
Banc Of California, Inc.
Banks
DE
2017
Asset Purchase Agreement between Banc of California, National Association and Caliber Home Loans, Inc. (February 28, 2017)
Purchase Agreements
Banc Of California, Inc.
Banks
CA
2017
Agreement and Release between Banc of California, Inc., Banc of California, N.A., and Chad T. Brownstein
Release Agreements
Banc Of California, Inc.
Banks
CA
2017
Common Stock Purchase Agreement between Banc of California, Inc. and Banc of California Capital and Liquidity Enhancement Employee Compensation Trust (August 3, 2016)
Purchase Agreements
Banc Of California, Inc.
Banks
CA
2016
Banc of California Capital and Liquidity Enhancement Employee Compensation Trust Agreement with Evercore Trust Company, N.A.
Trust Agreements
Banc Of California, Inc.
Banks
NY
2016
Underwriting Agreement between Banc of California, Inc. and UBS Securities LLC for Common Stock Offering
Underwriting Agreements
Banc Of California, Inc.
Banks
NY
2016
Waiver of Anti-Dilution Rights and Restricted Stock Award Agreement between Banc of California, Inc. and Steven A. Sugarman
Waiver Agreements
Banc Of California, Inc.
Banks
MD
2016
Waiver of Antidilution Right Agreement between Banc of California, Inc. and Steven Sugarman (March 2016)
Waiver Agreements
Banc Of California, Inc.
Banks
2016
Banc of California, Inc. Underwriting Agreement for 4,850,000 Shares of Common Stock (2016)
Underwriting Agreements
Banc Of California, Inc.
Banks
NY
2016
Banc of California, Inc. 7.000% Non-Cumulative Perpetual Preferred Stock Series E Certificate
Stock Agreements
Banc Of California, Inc.
Banks
2016
Deposit Agreement among Banc of California, Inc., Computershare Inc., Computershare Trust Company, N.A., and Holders of Depositary Receipts (Series E Preferred Stock)
Deposit Agreements
Banc Of California, Inc.
Banks
DE
2016
Underwriting Agreement for 5,000,000 Depositary Shares of 7.000% Non-Cumulative Perpetual Preferred Stock, Series E, Banc of California, Inc. and Underwriters
Underwriting Agreements
Banc Of California, Inc.
Banks
NY
2016
Agreement of Purchase and Sale between The Realty Associates Fund IX, L.P. and Banc of California, National Association (3 MacArthur Place)
Purchase Agreements
Banc Of California, Inc.
Banks
CA
2015
Amendment to Purchase and Sale Agreement and Joint Escrow Instructions between Banc of California and VF Outdoor, Inc.
Purchase Agreements
Banc Of California, Inc.
Banks
2015
Purchase and Sale Agreement and Joint Escrow Instructions between Banc of California and VF Outdoor, Inc. for 1588 South Coast Drive, Costa Mesa, CA
Purchase Agreements
Banc Of California, Inc.
Banks
CA
2015
Banc of California, Inc. 2013 Omnibus Stock Incentive Plan Nonqualified Performance-Based Option Agreement
Warrant Agreements
Banc Of California, Inc.
Banks
MD
2015
Banc of California, Inc. 2013 Omnibus Stock Incentive Plan Performance-Based Incentive Stock Option Agreement
Stock Agreements
Banc Of California, Inc.
Banks
MD
2015
Banc of California, Inc. Series D Preferred Stock Certificate
Stock Agreements
Banc Of California, Inc.
Banks
2015
Deposit Agreement among Banc of California, Inc., Computershare Inc., Computershare Trust Company, N.A., and Holders of Depositary Receipts (Series D Preferred Stock)
Deposit Agreements
Banc Of California, Inc.
Banks
DE
2015
Underwriting Agreement for 4,000,000 Depositary Shares of 7.375% Non-Cumulative Perpetual Preferred Stock, Series D, by Banc of California, Inc. and Underwriters
Underwriting Agreements
Banc Of California, Inc.
Banks
NY
2015
Second Supplemental Indenture to 5.25% Senior Notes Due 2025 between Banc of California, Inc. and U.S. Bank National Association
Indenture Agreements
Banc Of California, Inc.
Banks
NY
2015
Purchase Agreement for $175,000,000 5.25% Senior Notes due 2025 between Banc of California, Inc. and Underwriters
Purchase Agreements
Banc Of California, Inc.
Banks
NY
2015
Assignment and Assumption Agreement among TCW Shared Opportunity Fund V, Crescent Special Situations Funds, and Banc of California
Assignment Agreements
Banc Of California, Inc.
Banks
CA
2015
Acknowledgment and Amendment to Securities Purchase Agreement between Banc of California, Inc. and OCM BOCA Investor, LLC
Modification Agreements
Banc Of California, Inc.
Banks
CA
2014
Securities Purchase Agreement between Banc of California, Inc. and Investors (October 30, 2014)
Purchase Agreements
Banc Of California, Inc.
Banks
NY
2014
Acknowledgment and Amendment to Stock Appreciation Right Grant Agreement between Banc of California, Inc. and Steven Sugarman
Equity Distribution Agreements
Banc Of California, Inc.
Banks
2014