Axos Financial, Inc. Business Finance Contracts & Agreements

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Axos Financial, Inc. Restricted Stock Unit Agreement under Amended and Restated 2014 Stock Incentive Plan
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2023
Axos Financial, Inc. 4.00% Fixed-to-Floating Rate Subordinated Notes Due 2032 (Global Note)
Note Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2022
First Supplemental Indenture between Axos Financial, Inc. and U.S. Bank Trust Company, N.A. (February 24, 2022)
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2022
Indenture Agreement between Axos Financial, Inc. and U.S. Bank Trust Company, National Association (Subordinated Debt Securities)
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2022
Underwriting Agreement for $150,000,000 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032 between Axos Financial, Inc. and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2022
Second Supplemental Indenture between Axos Financial, Inc. and U.S. Bank National Association (September 18, 2020)
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2020
Second Supplemental Indenture between Axos Financial, Inc. and U.S. Bank National Association (September 18, 2020)
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2020
Underwriting Agreement for $175,000,000 4.875% Fixed-to-Floating Rate Subordinated Notes due 2030 by Axos Financial, Inc. and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2020
Guaranty of Payment and Performance of Agreement and Plan of Merger by Axos Clearing, LLC
Guaranty Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2018
Amendment No. 1 to First Supplemental Indenture for 6.25% Subordinated Notes due 2026 between BOFI Holding, Inc. and U.S. Bank National Association
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2016
First Supplemental Indenture between BOFI Holding, Inc. and U.S. Bank National Association, dated March 3, 2016
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2016
Indenture Agreement between BOFI Holding, Inc. and U.S. Bank National Association as Trustee (March 3, 2016)
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2016
First Supplemental Indenture between BOFI Holding, Inc. and U.S. Bank National Association, dated March 3, 2016
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2016
Indenture Agreement between BOFI Holding, Inc. and U.S. Bank National Association, dated March 3, 2016
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2016
Underwriting Agreement for 6.25% Subordinated Notes Due 2026 between BofI Holding, Inc. and FBR Capital Markets & Co.
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2016
Equity Distribution Agreement between BofI Holding, Inc. and Distribution Agents (FBR, Raymond James, Sterne Agee) dated February 23, 2015
Equity Distribution Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2015
Termination of Equity Distribution Agreement between BofI Holding, Inc., BOFI Federal Bank, and Raymond James & Associates, Inc.
Equity Distribution Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2014
Equity Distribution Agreement between BofI Holding, Inc. and Distribution Agents (July 22, 2014)
Equity Distribution Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2014
Equity Distribution Agreement between BofI Holding, Inc. and Distribution Agents (March 11, 2013)
Equity Distribution Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2013
Subscription Agreement for Series C – 6% Non-Cumulative Convertible Perpetual Preferred Stock of BofI Holding, Inc.
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2012
Underwriting Agreement between BofI Holding, Inc. and B. Riley & Co., LLC for 750,000 Shares of Common Stock
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
Subscription Agreement for Series B Preferred Stock between BofI Holding, Inc. and Investor
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
Subscription Agreement for Series B Convertible Preferred Stock between BofI Holding, Inc. and Investor
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2011
Placement Agent Agreement between BofI Holding, Inc. and B. Riley & Co., LLC for 6% Series B Non-Cumulative Perpetual Convertible Preferred Stock
Financing Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
Subscription Agreement for Series B Preferred Stock between BofI Holding, Inc. and Investor
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2011
Placement Agent Agreement between BofI Holding, Inc. and B. Riley & Co., LLC for 6% Series B Preferred Stock Offering
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
Underwriting Agreement between BofI Holding, Inc. and B. Riley & Co., LLC for Sale of Common Stock
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2010
Exchange Agreement between B of I Holding, Inc. and Director for Stock Option Conversion
Exchange Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2009
Underwriting Agreement between BofI Holding, Inc. and W.R. Hambrecht + Co., LLC for Sale of Common Stock
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2005
Amended and Restated Declaration of Trust of BOFI Trust I, Dated December 16, 2004
Trust Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2005
Assignment and Assumption Agreement and Consent to Assignment – Executive Center Del Mar (Prentiss Properties Acquisition Partners, L.P., ContiAsset Receivables Management LLC,...
Assignment Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2004
Description of Axos Financial, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2021
Description of Axos Financial, Inc. Securities Registered Under Section 12 of the Exchange Act
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2020
Description of Axos Financial, Inc. Securities Registered Under Section 12 of the Exchange Act
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2019
Subscription Agreement for Purchase of Series B Preferred Stock between BofI Holding, Inc. and Investor
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2011
BofI Holding, Inc. Series B Preferred Stock Subscription Agreement
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2008
BofI Holding, Inc. Common Stock Certificate
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2005
Amended and Restated 1999 Stock Option Plan of BofI.com Holding, Inc.
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2004