Applied UV, Inc. Business Finance Contracts & Agreements

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Description of Applied UV, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Applied UV, Inc.
Building Products
2024
Series A/B Warrant Amendment between Applied UV, Inc. and Holders of Series A and B Warrants (March 27, 2024)
Warrant Agreements
Applied UV, Inc.
Building Products
2024
Registration Rights Agreement between Applied UV, Inc. and Purchasers dated March 27, 2024
Registration Rights Agreements
Applied UV, Inc.
Building Products
2024
Securities Purchase Agreement between Applied UV, Inc. and Purchasers dated March 27, 2024
Purchase Agreements
Applied UV, Inc.
Building Products
NY
2024
Warrant Agreement to Purchase Common Stock between Applied UV, Inc. and Holder (April 2024)
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2024
Pre-Funded Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2024
Business Loan and Security Agreement between Applied UV, Inc., Sterilumen Inc., Munn Works LLC, and Cedar Advance LLC dated March 10, 2024
Loan Agreements
Applied UV, Inc.
Building Products
DE
2024
Business Loan and Security Agreement among Applied UV, Inc., Sterilumen Inc., Munn Works LLC, and Cedar Advance LLC (February 2024)
Loan Agreements
Applied UV, Inc.
Building Products
DE
2024
Series B Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Series A Warrant to Purchase Common Stock between Applied UV, Inc. and Holder (November 16, 2023)
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Pre-Funded Warrant to Purchase Common Stock between Applied UV, Inc. and Holder (November 16, 2023)
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Underwriting Agreement between Applied UV, Inc. and Aegis Capital Corp. dated November 14, 2023
Underwriting Agreements
Applied UV, Inc.
Building Products
NY
2023
Pre-Funded Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Series B Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Series A Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Underwriting Agreement between Applied UV, Inc. and Aegis Capital Corp. (November 2023)
Underwriting Agreements
Applied UV, Inc.
Building Products
NY
2023
Pre-Funded Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Series B Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Series A Warrant to Purchase Common Stock between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Underwriting Agreement between Applied UV, Inc. and Aegis Capital Corp. (November 2023)
Underwriting Agreements
Applied UV, Inc.
Building Products
NY
2023
Warrant Agent Agreement between Applied UV, Inc. and VStock Transfer, LLC, dated June 2023
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Pre-Funded Common Stock Purchase Warrant Agreement between Applied UV, Inc. and Holder
Warrant Agreements
Applied UV, Inc.
Building Products
NY
2023
Underwriting Agreement between Applied UV, Inc. and Aegis Capital Corp. (June 2023)
Underwriting Agreements
Applied UV, Inc.
Building Products
NY
2023
Redeemable Promissory Note between Applied UV, Inc. and Streeterville Capital, LLC dated January 25, 2023
Note Agreements
Applied UV, Inc.
Building Products
UT
2023
Global Amendment to Redeemable Promissory Note and Related Agreements between Streeterville Capital, LLC and Applied UV, Inc.
Modification Agreements
Applied UV, Inc.
Building Products
2023
Securities Purchase Agreement between Applied UV, Inc. and Streeterville Capital, LLC dated January 25, 2023
Purchase Agreements
Applied UV, Inc.
Building Products
UT
2023
Convertible Note Purchase and Cancellation Agreement among PURO Lighting, LLC, Acuity Brands Lighting, Inc., and Applied UV, Inc.
Note Agreements
Applied UV, Inc.
Building Products
DE
2023
Second Modification to Loan and Security Agreement by Applied UV, Inc., Sterilumen, Inc., Munn Works, LLC, and Pinnacle Bank
Modification Agreements
Applied UV, Inc.
Building Products
2022
First Modification to Loan and Security Agreement and Loan Documents by Applied UV, Inc., Sterilumen, Inc., Munn Works, LLC, and Pinnacle Bank
Modification Agreements
Applied UV, Inc.
Building Products
2022
Loan and Security Agreement between Pinnacle Bank and Applied UV, Inc., Sterilumen, Inc., and Munn Works, LLC
Loan Agreements
Applied UV, Inc.
Building Products
CA
2022
Redeemable Promissory Note between Applied UV, Inc. and Streeterville Capital, LLC dated October 7, 2022
Note Agreements
Applied UV, Inc.
Building Products
UT
2022
Securities Purchase Agreement between Applied UV, Inc. and Streeterville Capital, LLC dated October 7, 2022
Purchase Agreements
Applied UV, Inc.
Building Products
UT
2022
Guaranty of Sublease by Applied UV, Inc. for Visionmark, LLC and Randolph Associates
Guaranty Agreements
Applied UV, Inc.
Building Products
NY
2022
Asset Purchase Agreement among VisionMark, LLC, MunnWorks, LLC, Members of VisionMark, LLC, Sandy Marks, and Michael Chiriac, Sr.
Purchase Agreements
Applied UV, Inc.
Building Products
NY
2022
Underwriting Agreement for 2,666,667 Shares of Common Stock of Applied UV, Inc. with EF Hutton as Representative
Underwriting Agreements
Applied UV, Inc.
Building Products
NY
2022
Underwriting Agreement between Applied UV, Inc. and EF Hutton (Benchmark Investments, LLC) for Common Stock Offering
Underwriting Agreements
Applied UV, Inc.
Building Products
NJ
2021
Underwriting Agreement for 10.5% Series A Cumulative Perpetual Preferred Stock of Applied UV, Inc. with EF Hutton as Representative
Underwriting Agreements
Applied UV, Inc.
Building Products
NJ
2021
Asset Purchase Agreement among Applied UV, Inc., Sterilumen, Inc., and Old Sam Partners, LLC dated October 13, 2021
Purchase Agreements
Applied UV, Inc.
Building Products
FL
2021
Asset Purchase Agreement among Applied UV, Inc., SteriLumen, Inc., JJS Technologies, LLC, KES Science & Technology, Inc., and Principals (September 28, 2021)
Purchase Agreements
Applied UV, Inc.
Building Products
GA
2021
Underwriting Agreement for 480,000 Shares of 10.5% Series A Cumulative Perpetual Preferred Stock of Applied UV, Inc. with Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
Applied UV, Inc.
Building Products
DE
2021