Ambac Financial Group Business Finance Contracts & Agreements
57 Contracts & Agreements
- Credit Agreements (4 contracts)
- Guaranty Agreements (1)
- Indenture Agreements (2)
- Investor Rights Agreements (1)
- Note Agreements (14)
- Pledge Agreements (1)
- Repurchase Agreements (1)
- Stock Agreements (31)
- Underwriting Agreements (2)
- Form of 2024 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco and Eisman (Filed With SEC on May 6, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick, Ksenak, McGinnis and Ms. Smith (Filed With SEC on May 6, 2024)
- Form of 2023 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith (Filed With SEC on May 9, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2023)
- Settlement Agreement and Release dated as of December 29, 2022 by and among Nomura Credit & Capital, Inc. and Ambac Assurance Corporation. (Portions of this exhibit have been... (Filed With SEC on March 1, 2023)
- Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith (Filed With SEC on May 10, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 10, 2022)
- Financial Guaranty Insurance Policy, dated July 6, 2021, issued by Ambac Assurance Corporation (Filed With SEC on July 6, 2021)
- Collateral Agreement, dated as of July 6, 2021, made by Sitka Holdings, LLC in favor of The Bank of New York Mellon, as note collateral agent and trustee (Filed With SEC on July 6, 2021)
- Promissory Note and Security Agreement issued by Ambac Assurance Corporation in favor of Sitka Holdings, LLC (Filed With SEC on July 6, 2021)
- Indenture, dated as of July 6, 2021, between Sitka Holdings, LLC and The Bank of New York Mellon, as trustee and note collateral agent (Filed With SEC on July 6, 2021)
- Executive Stock Deferral Plan dated (Filed With SEC on June 30, 2021)
- Form of 2021 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 10, 2021)
- Form of 2021 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 10, 2021)
- Revised form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on November 9, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and the members of its Board of Directors (Filed With SEC on August 6, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 11, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 11, 2020)
- Form of 2019 Deferred Stock Unit Award Agreement between Ambac Financial Group, Inc. and each of the Companys executive officers (Filed With SEC on May 9, 2019)
- Form of 2019 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 9, 2019)
- Form of 2019 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2019)
- Promissory Note and Security Agreement dated as of February 12, 2018, of Ambac Assurance Corporation in favor of Ambac LSNI, LLC (Filed With SEC on February 28, 2019)
- Preferred Stock Repurchase and Support Agreement, by and among Ambac Assurance Corporation, Ambac Financial Group, Inc. and certain holders of Ambac Assurance Corporations Auction... (Filed With SEC on June 25, 2018)
- Form of 2018 Deferred Stock Unit Award Agreement between Ambac Financial Group, Inc. and each of the Companys executive officers (Filed With SEC on May 9, 2018)
- Form of 2018 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 9, 2018)
- Form of 2018 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2018)
- AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on January 5, 2016)
- AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (Filed With SEC on April 3, 2015)
- AMENDED AND RESTATED TRUST AGREEMENT among AMBAC FINANCIAL GROUP, INC., as Depositor, THE BANK OF NEW YORK MELLON, as Note Trustee, Paying Agent, Registrar and Account Bank and... (Filed With SEC on August 28, 2014)
- AMBAC Ambac Announces Closing of Private Placement of Senior Secured Notes by Corolla Trust (Filed With SEC on August 28, 2014)
- Ambac Announces Disapproval of Interest Payments on Surplus Notes Provides Additional Information Related to Proposed Amendments to Plan of Rehabilitation of Segregated Account (Filed With SEC on April 29, 2014)
- [Form of Equity Award Letter for Directors] AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (Filed With SEC on March 3, 2014)
- [Form of Amended and Restated Restricted Stock Unit Award Letter] AMBAC FINANCIAL GROUP, INC. AMENDED AND RESTATED RESTRICTED STOCK UNIT AGREEMENT [INSERT DATE] (Filed With SEC on March 3, 2014)
- FISCAL AGENCY AGREEMENT between THE SEGREGATED ACCOUNTOF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as ofJuly 19, 2010 5.1% Surplus... (Filed With SEC on March 3, 2014)
- LEASE REDUCING JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION (Filed With SEC on March 3, 2014)
- BANKRUPTCY REDUCING JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION (Filed With SEC on March 3, 2014)
- JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION (Filed With SEC on March 3, 2014)
- CERTIFICATED NOTE (Filed With SEC on March 3, 2014)
- JUNIOR NOTE FISCAL AGENCY AGREEMENT between THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as ofApril 30, 2013 5.1%... (Filed With SEC on March 3, 2014)
- AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on December 23, 2013)
