Advanced Energy Business Finance Contracts & Agreements

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Description of AEIS Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2025
Warrant Confirmation Agreement between Advanced Energy Industries, Inc. and [Dealer] (September 2023)
Warrant Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2023
Call Option Transaction Confirmation between Advanced Energy Industries, Inc. and Dealer (ISDA Master Agreement)
Note Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2023
Indenture for 2.50% Convertible Senior Notes due 2028 between Advanced Energy Industries, Inc. and U.S. Bank Trust Company, N.A.
Indenture Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
DE
2023
Amendment to ISDA 2002 Master Agreement Schedule between HSBC Bank USA, N.A. and Advanced Energy Industries, Inc. (January 11, 2021)
Modification Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2021
Interest Rate Swap Confirmation between Citibank, N.A. and Advanced Energy Industries, Inc. dated April 9, 2020
Financing Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2020
Interest Rate Swap Confirmation between HSBC Bank USA, N.A. and Advanced Energy Industries, Inc. dated April 7, 2020
Financing Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2020
ISDA 2002 Master Agreement Schedule between Citibank, N.A. and Advanced Energy Industries, Inc. (April 7, 2020)
Financing Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2020
ISDA 2002 Master Agreement Schedule between HSBC Bank USA, N.A. and Advanced Energy Industries, Inc. (April 2, 2020)
Financing Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2020
ISDA 2002 Master Agreement between Citibank, N.A. and Advanced Energy Industries, Inc.
Financing Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2020
ISDA 2002 Master Agreement between HSBC Bank USA, N.A. and Advanced Energy Industries, Inc.
Financing Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2020
Description of AEIS Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2020
First Amendment to Stock Purchase Agreement among Artesyn Embedded Technologies, Pontus Intermediate Holdings II, Pontus Holdings, and Advanced Energy Industries (September 9,...
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2019
Stock Purchase Agreement among Artesyn Embedded Technologies, Inc., Pontus Intermediate Holdings II, LLC, Pontus Holdings, LLC, and Advanced Energy Industries, Inc. dated May 14,...
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2019
First Amendment to Loan Agreement between Bank of America, N.A. and Advanced Energy Industries, Inc.
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2017
Security and Pledge Agreement between Advanced Energy Industries, Inc. and Bank of America, N.A.
Security Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2017
Guaranty Agreement among Advanced Energy Industries, Inc., Subsidiaries, and Bank of America, N.A.
Guaranty Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2017
Loan Agreement between Advanced Energy Industries, Inc. and Bank of America, N.A. dated July 28, 2017
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2017
Fixed Dollar Accelerated Share Repurchase Agreement between Morgan Stanley & Co. LLC and Advanced Energy Industries, Inc.
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2015
Amendment No. 3 to Credit Agreement among Wells Fargo Bank, Advanced Energy Industries, Inc., and Affiliates
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2015
Loan Facility Agreement between REFUsol GmbH and Bayerische Landesbank
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2013
Wells Fargo and REFUSOL, Inc. Credit Agreement Maturity Date Extension Letter (2013)
Modification Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2013
Credit Agreement between Refusol Inc. and Wells Fargo Bank, National Association (March 1, 2012)
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
CA
2013
First Amendment to Master Loan Agreement between REFUsol GmbH and Bayerische Landesbank
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2013
Master Loan Agreement between REFUsol GmbH and Bayerische Landesbank
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2013
Addendum No. 1 to Loan Agreement Between RefuSol GmbH and Commerzbank AG (Cancellation of Joint Liability of REFU Elektronik GmbH)
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2013
Commerzbank Loan Agreement with RefuSol GmbH and REFU Elektronik GmbH as Guarantor
Loan Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2013
Amendment No. 2 to Credit Agreement among Wells Fargo Bank, Advanced Energy Industries, Inc., and Affiliates
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2013
Non-Qualified Stock Option Agreement between Advanced Energy Industries, Inc. and Optionee under 2008 Omnibus Incentive Plan
Warrant Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
CO
2013
Sale and Purchase Agreement between Jolaos Verwaltungs GmbH, Prettl Beteiligungs Holding GmbH, Blitz S13-103 GmbH, and Advanced Energy Industries, Inc.
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2013
Amendment No. 1 to Credit Agreement among Wells Fargo Bank, Advanced Energy Industries, Inc., and Affiliates (2012)
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2013
Amendment No. 1 to Asset Purchase Agreement between Advanced Energy Industries, Inc. and Hitachi Metals, Ltd.
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
CA
2010
Asset Purchase Agreement between Hitachi Metals, Ltd. and Advanced Energy Industries, Inc. (July 21, 2010)
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
DE
2010
Addendum to Credit Line Agreement between UBS Bank USA and Advanced Energy Industries
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2009
UBS Bank USA Credit Line Interest Rate Notice for Advanced Energy Industries, Inc.
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2009
Addendum to Credit Line Account Application and Agreement between UBS Bank USA and Advanced Energy Industries, Inc.
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2009
UBS Bank USA Credit Line Agreement with Borrower
Credit Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
NY
2009
UBS Financial Services Inc. Auction Rate Securities Rights Offer Agreement with Advanced Energy Industries Inc.
Purchase Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
2009
Advanced Energy Industries, Inc. 2003 Amended and Restated Stock Option Plan
Stock Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
CO
2007
Advanced Energy Industries, Inc. Amended and Restated 2003 Non-Employee Directors' Stock Option Plan
Stock Agreements
Advanced Energy
Semiconductors & Semiconductor Equipment
CO
2007